Fintech Compliance Strategist — Hybrid (CA)

Origence

Irvine (CA)

Híbrido

USD 99 000 - 124 000

Tempo integral

Há 9 dias

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Vantagens oferecidas por esta oferta de emprego

401(k) with 8% Company Match
Flexible Work Environment
Competitive Paid Time Off
Tuition Reimbursement & Education
Comprehensive Health & Wellness
Microsoft Copilot and AI-Enabled Tools
Continuous Learning & Development
Company events and traditions

Resumo da oferta

Origence, a fintech leader, is seeking a Compliance professional to drive regulatory change management, governance, and policy programs in a hybrid role based in Irvine, CA or Ontario, CA. You will monitor developments, coordinate initiatives, and prepare compliance communications across business units.

You have 5–8 years in compliance or risk roles, superb written and verbal communication, and the ability to align stakeholders, manage multiple projects, and advance a mature Compliance

Qualificações

  • 5–8 years of experience in compliance, risk management, project management, regulatory affairs, operations, fintech, SaaS, lending, or a related field.
  • Demonstrated ability to manage projects involving multiple stakeholders.
  • Exceptional written communication skills.
  • Strong verbal communication and presentation skills.
  • Ability to independently organize, prioritize, and execute work.
  • Strong analytical and problem‑solving abilities.
  • Ability to build productive working relationships across all levels of the organization.

Responsabilidades

  • Monitor and track regulatory developments and compliance obligations.
  • Coordinate regulatory change implementation activities across impacted business units.
  • Draft compliance bulletins, advisories, summaries, and stakeholder communications.
  • Facilitate meetings and follow-up activities related to regulatory implementation.
  • Maintain regulatory inventories, trackers, implementation plans, and supporting documentation.
  • Coordinate enterprise compliance initiatives from identification through implementation and closure.
  • Maintain compliance governance documentation, issue logs, action plans, and program reporting.
  • Track remediation activities and implementation commitments across business stakeholders.
  • Support compliance reporting provided to management and leadership.
  • Assist with ongoing development and maturity of the Compliance Management System.
  • Draft and maintain policies, procedures, standards, and guidance materials.
  • Coordinate policy review cycles, stakeholder feedback, approvals, and publication.
  • Help ensure documentation reflects operational practices and regulatory requirements.
  • Maintain policy inventories and governance records.
  • Research applicable laws, regulations, and regulatory guidance.
  • Prepare compliance summaries, issue analyses, and memorandums for management review.
  • Assist business stakeholders in understanding compliance requirements and implementation expectations.
  • Escalate complex or high‑risk interpretations to the Director of Compliance.
  • Support enterprise privacy, AI governance, and emerging technology compliance initiatives.
  • Coordinate documentation, inventories, risk assessments, and governance activities related to AI and automated decision‑making technologies (ADMT).
  • Assist with AI use case reviews, regulatory tracking, policy maintenance, and implementation activities.
  • Monitor regulatory developments affecting privacy, AI, automated decisioning, and data governance.
  • Support cross‑functional initiatives involving Product, Engineering, Security, Legal, Risk, and Operations teams.
  • Participate in special projects involving new products, emerging technologies, and regulatory readiness efforts.
  • Coordinate implementation of compliance initiatives across business units.
  • Maintain regulatory inventories, issue logs, action plans, and governance documentation.
  • Track implementation activities and follow up with stakeholders to ensure timely completion of assigned actions.
  • Support management reporting and preparation of compliance communications.
  • Assist in developing scalable governance processes that support compliance program maturity.

Conhecimentos

Regulatory compliance
Risk management
Project management
Written communication
Verbal communication
Stakeholder management
Analytical thinking

Formação académica

Bachelor’s degree in business, finance, risk management, or related field

Descrição da oferta de emprego

Origence, a fintech leader, is seeking a Compliance professional to drive regulatory change management, governance, and policy programs in a hybrid role based in Irvine, CA or Ontario, CA. You will monitor developments, coordinate initiatives, and prepare compliance communications across business units.

You have 5–8 years in compliance or risk roles, superb written and verbal communication, and the ability to align stakeholders, manage multiple projects, and advance a mature Compliance

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