Hybrid Compliance Testing Manager – Banking QA

TD Bank; Charlotte (NC); Hybrid; USD 86,840 - 139,360; Full time

Benefits offered by this job

Health and well-being benefits

Career development opportunities

Variable compensation/incentives

Job summary

TD Bank is seeking a Compliance Quality Assurance Manager located in Charlotte, North Carolina, responsible for leading compliance reviews and ensuring adherence to internal policies. This role focuses on reshaping compliance structures while fostering relationships within the organization.

The candidate will manage testing activities, analyze risks, and provide guidance across various business lines. A minimum of 7 years in compliance or a related field is expected, along with a strong understanding of financial regulations.

Qualifications

• 7+ years of experience in compliance risk management or related field.
• Knowledge of financial institution laws and regulations.
• Ability to effectively manage multiple projects concurrently.

Responsibilities

• Oversee compliance testing activities and ensure adherence to standards.
• Develop strong relationships with key partners and stakeholders.
• Provide subject matter expertise throughout testing engagements.

Skills

Strategic critical thinker

Excellent judgment

Strong analytical skills

Proficient in MS Office

Education

Undergraduate degree or equivalent work experience

Tools

Excel

PowerPoint

Job description

TD Bank is seeking a Compliance Quality Assurance Manager located in Charlotte, North Carolina, responsible for leading compliance reviews and ensuring adherence to internal policies. This role focuses on reshaping compliance structures while fostering relationships within the organization.

The candidate will manage testing activities, analyze risks, and provide guidance across various business lines. A minimum of 7 years in compliance or a related field is expected, along with a strong understanding of financial regulations.