Global Wealth Compliance Leader

Northern Trust; Chicago (IL); On-site; USD 172,000 - 301,000; Full time

Benefits offered by this job

Comprehensive benefits

Job summary

Northern Trust is recruiting a seasoned Global Head of Wealth Compliance to lead the strategy, risk management, and regulatory oversight for the firm’s wealth management business. The role requires deep regulatory expertise, broad risk-management capabilities, and the ability to influence senior executives globally.

The successful candidate will oversee a distributed team, partner with executives and product teams, and ensure compliant, ethical execution of complex wealth products and client

Qualifications

• 15+ years of progressive Compliance experience.
• Deep knowledge of global regulatory frameworks (SEC, FRB, FCA, PRA, MAS).
• Strong understanding of compliance risk management, conduct risk, and financial crimes compliance.
• Proven ability to influence regulators, boards, and executive leadership.
• Excellent strategic thinking, analytical skills, and judgement.
• Strong leadership presence with outstanding communication skills.
• Bachelor’s degree required; JD, MBA, CAMS, or other advanced qualifications preferred.

Responsibilities

• Partner with the CCEO to develop and execute the Global Wealth compliance strategy.
• Provide forward‑looking compliance guidance on regulatory change and emerging risk trends.
• Lead and enhance the end‑to‑end Global Wealth compliance program including AML and sanctions.
• Oversee the effectiveness of policies, controls, and monitoring across Wealth.
• Advise business partners on compliance risks for new initiatives and product approvals.
• Lead interactions with regulators and regulator inquiries for Global Wealth.

Skills

Regulatory knowledge

Leadership

Strategic thinking

Analytical skills

Communication skills

Influence with regulators

Education

Bachelor’s degree

JD / MBA / CAMS or equivalent

Job description

Northern Trust is recruiting a seasoned Global Head of Wealth Compliance to lead the strategy, risk management, and regulatory oversight for the firm’s wealth management business. The role requires deep regulatory expertise, broad risk-management capabilities, and the ability to influence senior executives globally.

The successful candidate will oversee a distributed team, partner with executives and product teams, and ensure compliant, ethical execution of complex wealth products and client