Global Marketing Compliance Lead

SIG Susquehanna; New York (NY); On-site; USD 150,000 - 200,000; Full time

Job summary

Susquehanna seeks an experienced compliance professional focused on marketing compliance with broader regulatory responsibilities across the firm. The role partners with the marketing team to ensure materials meet global regulatory requirements and contributes to areas including AML, licensing, policies, and research review.

The ideal candidate has 6+ years in financial services compliance, strong knowledge of FINRA Rule 2210 and SEC advertising rules, and familiarity with international

Qualifications

• 6+ years of compliance experience at a broker-dealer, asset manager, or financial services firm with marketing/compliance focus.
• Strong knowledge of FINRA Rule 2210 and SEC advertising rules including Investment Adviser Marketing Rule.
• Familiarity with AML, licensing & registration, and employee compliance matters.

Responsibilities

• Review and approve marketing and social media content for regulatory compliance.
• Serve as the day-to-day compliance resource for the global marketing team, guiding campaigns and materials.
• Develop and maintain policies related to marketing, communications, and social media.
• Monitor regulatory developments across jurisdictions and advise on impact.
• Support core compliance functions including employee trading, AML, licensing, and inquiries.

Skills

Marketing compliance

Regulatory compliance

Social media compliance

Clear guidance to stakeholders

Organizational skills

Education

Bachelor's degree preferred

Job description

Susquehanna seeks an experienced compliance professional focused on marketing compliance with broader regulatory responsibilities across the firm. The role partners with the marketing team to ensure materials meet global regulatory requirements and contributes to areas including AML, licensing, policies, and research review.

The ideal candidate has 6+ years in financial services compliance, strong knowledge of FINRA Rule 2210 and SEC advertising rules, and familiarity with international