Fund Compliance Associate - Regulatory Reporting & Audits

Ultimus Fund Solutions, LLC; Hauppauge (NY); On-site; USD 50,000 - 70,000; Full time

Job summary

Ultimus Fund Solutions, LLC is seeking an Associate Fund Compliance Administrator to ensure compliance with financial regulations for its clients. Responsibilities include daily monitoring of fund compliance, assisting during fund audits, and regulatory reporting.

The ideal candidate will have a Bachelor's degree in business or a related field and experience in the financial services industry. Strong organizational, analytical, and communication skills are essential for success.

Qualifications

• Bachelor’s degree in business administration, accounting, finance, or related field.
• Experience working within the financial services and/or the mutual funds industry.
• Equivalently relevant education and experience may be considered.

Responsibilities

• Assists with monitoring fund compliance daily and weekly per regulations.
• Provides finalized compliance reporting to external audit firms.
• Assists with completion of regulatory compliance reporting.

Skills

Creative problem-solving

Multitasking

Analytical skills

Organizational skills

Effective communication

Education

Bachelor’s degree in business administration, accounting, finance, or related field

Tools

Microsoft Office Suite

Automated post-trade compliance system

Adobe Acrobat

Job description

Ultimus Fund Solutions, LLC is seeking an Associate Fund Compliance Administrator to ensure compliance with financial regulations for its clients. Responsibilities include daily monitoring of fund compliance, assisting during fund audits, and regulatory reporting.

The ideal candidate will have a Bachelor's degree in business or a related field and experience in the financial services industry. Strong organizational, analytical, and communication skills are essential for success.