Financial Solutions Advisor

Jobtailor; Williamsburg (VA); On-site; USD 70,000 - 120,000; Full time

Job summary

Jobtailor in the United States is seeking a financial services professional who holds Series 7 and 66 licenses (or equivalents) to advise clients, triage leads, and refer to partners. You will meet with clients to review goals and build comprehensive plans using brokerage products—stocks, bonds, mutual funds, annuities, and banking solutions—while aligning strategies to risk and objectives.

The role requires at least one year in investments or financial services, with a sales background and a

Qualifications

• Current Series 7 and 66 licenses or equivalents (e.g., Series 63 and 65 in lieu of Series 66)
• Minimum of one year of experience in the investments industry
• Minimum of one year in financial services or a sales environment with goals met
• Must be able to work Monday through Friday and rotating Saturdays
• SAFE Act registration and background check

Responsibilities

• Provide comprehensive advice and customized financial solutions to clients
• Triage client leads and requests
• Make referrals to business partners based on client needs
• Meet with clients to review financial and investment goals
• Build financial plans using brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money managed solutions
• Recommend banking and investment strategies aligned with client goals and needs
• Mitigate and control risk in daily activities
• Identify and engage potential new clients through referrals or financial center clientele
• Coach and provide feedback to referral partners
• Complete required licenses and trainings
• Comply with SAFE Act registration and background-check requirements where applicable

Skills

Investment Strategies

Financial Planning

Client Relationship Management

Brokerage Products

Goal Achievement

Risk Mitigation

Effective Communication

Time Management

Adaptability

Education

Series 7 License

Series 66 License

SAFE Act Registration

High School Diploma / GED

Job description

Job Responsibilities

• Provide comprehensive advice and customized financial solutions to clients
• Triage client leads and requests
• Make referrals to business partners based on client needs and asset thresholds
• Meet with clients to review financial and investment goals
• Build financial plans using brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money managed solutions
• Recommend banking and investment strategies aligned with client goals and needs
• Mitigate and control risk in daily activities
• Identify and engage potential new clients through referrals or financial center clientele
• Coach and provide feedback to referral partners
• Complete required licenses and trainings
• Comply with SAFE Act registration and background-check requirements where applicable

Requirements

• Currently holds Series 7 and 66 licenses, or equivalent Series 63 and 65 in lieu of Series 66
• Minimum of one year of experience in the investments industry, including investment training and in-depth knowledge of investment products and services
• Minimum of one year of experience working in the financial service industry and/or a sales environment where goals were met or exceeded
• Must be able to work Monday through Friday and rotating Saturdays
• SAFE Act registration and required background check
• High School Diploma / GED / Secondary School or equivalent
• Strong goal-setting and achievement ability
• Ability to build and nurture strong relationships
• Ability to collaborate effectively
• Effective and confident communication skills
• Ability to manage goals, navigate complexity, prioritize tasks and execute in a fast-paced environment
• Ability to learn, adapt to new information and identify appropriate client solutions
• Ability to efficiently manage time and capacity
• Ability to incorporate relevant regulatory due diligence into daily activities and long-term client strategies

Core Competencies

Demonstrates expertise in providing customized financial solutions and investment strategies while ensuring compliance with regulatory requirements. Proven ability to build strong client relationships and achieve sales goals in a fast-paced financial services environment.

Highest-signal resume keywords

• Series 7 License
• Series 66 License
• Investment Product Knowledge
• Financial Planning
• Client Relationship Management

Hard Skills

• Financial Solutions
• Investment Strategies
• Risk Mitigation
• Brokerage Products
• Goal Achievement

Soft Skills

• Effective Communication
• Relationship Building
• Collaboration
• Time Management
• Adaptability

Certifications & Qualifications

• Series 7 License
• Series 66 License
• SAFE Act Registration

Industry Keywords

• Financial Services
• Investment Industry
• Client Engagement
• Regulatory Compliance
• Sales Environment