Financial Services Regulatory and Compliance Associate Mid-Level

BCG Attorney Search

Miami (FL)

On-site

USD 100,000 - 170,000

Full time

14 days+
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Benefits offered by this job

Health insurance
Short and long-term disability 보험

Job summary

BCG Attorney Search is seeking a mid-level Associate for its Financial Regulatory and Compliance Practice in Miami. The role offers the chance to work with diverse clients across various industries, both domestically and internationally.

Responsibilities include advising on regulatory matters, licensing processes, legal research, and drafting compliance documents, with strong emphasis on client service and teamwork. Fluency in Spanish is preferred.

Qualifications

  • 3-5 years of experience in financial services regulatory and compliance.
  • JD degree from an accredited law school.
  • Bar admission in the relevant jurisdiction.
  • Spanish language proficiency preferred.

Responsibilities

  • Advise clients on financial services regulatory and compliance matters.
  • Assist with licensing and chartering processes.
  • Conduct legal research and analysis on financial regulations.
  • Draft and review compliance-related documents.
  • Collaborate with team members to provide comprehensive client service.

Skills

Legal research
Legal writing
Attention to detail
Team-oriented
Proactive
Spanish language

Education

Juris Doctor (JD)

Job description

Job OverviewA law firm seeks a mid-level Associate for the Financial Regulatory and Compliance Practice in Miami. The role offers the opportunity to work with diverse clients across various industries, both domestically and internationally.

Duties
  • Advise clients on financial services regulatory and compliance matters.
  • Assist with licensing and chartering processes.
  • Conduct legal research and analysis on financial regulations.
  • Draft and review compliance-related documents.
  • Collaborate with team members to provide comprehensive client service.
Requirements
  • 3-5 years of experience in financial services regulatory and compliance.
  • Knowledge of key financial services laws and regulations.
  • Strong academic background and legal research skills.
  • Admitted to or eligible for admission in the relevant jurisdiction.
  • Fluency in Spanish preferred.
Education
  • Juris Doctor (JD) degree from an accredited law school.
Certifications
  • Bar admission in the relevant jurisdiction.
Skills
  • Excellent legal research, analysis, and writing skills.
  • Strong attention to detail and commitment to client service.
  • Proactive and team-oriented approach.
Benefits
  • Health insurance with optional HSA.
  • Short and long-term disability insurance.
  • Dental and vision care.
  • Life insurance.
  • Flexible Spending Accounts for healthcare and dependent care.
  • 401K plan.
  • Vacation and sick time.
  • Employee assistance program.
  • Voluntary insurance programs.
  • Commuter and transit programs in certain markets.
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