Financial Services Regulatory and Compliance Associate Mid-Level

BCG Attorney Search; Chicago (IL); On-site; USD 90,000 - 130,000; Full time

Benefits offered by this job

Health insurance

401K plan

Disability insurance

Dental and vision

Life insurance

Paid time off

Employee assistance program

Commuter benefits

Job summary

BCG Attorney Search is seeking a mid-level Associate for its Financial Regulatory and Compliance Practice in Chicago. The ideal candidate will advise on regulatory issues, assist with licensing, and conduct regulatory research while drafting compliance documents.

Applicants should have 3–5 years of relevant experience, a JD, and admission or eligibility in the relevant jurisdiction. Spanish fluency is preferred as an asset.

Qualifications

• 3–5 years of experience in financial services regulatory and compliance.
• Knowledge of key financial services laws and regulations.
• Strong academic background with excellent research and writing skills.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Fluency in Spanish preferred.

Responsibilities

• Advise clients on financial services regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with team members on complex legal issues.

Skills

Attention to detail

Analytical skills

Team-oriented

Client service

Education

Juris Doctor (JD) degree

Job description

Job Overview

A law firm seeks a mid-level Associate for the Financial Regulatory and Compliance Practice in Chicago. The role offers the opportunity to work with diverse clients across various industries nationwide.

Duties

• Advise clients on financial services regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with team members on complex legal issues.

Requirements

• 3-5 years of experience in financial services regulatory and compliance.
• Knowledge of key financial services laws and regulations.
• Strong academic background with excellent research and writing skills.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Fluency in Spanish preferred.

Education

Juris Doctor (JD) degree required.

Certifications

Bar admission in relevant jurisdiction.

Skills

• Strong attention to detail and analytical skills.
• Proactive and team-oriented approach.
• Commitment to client service.

Benefits

• Health insurance with optional HSA.
• Short and long-term disability insurance.
• Dental and vision care.
• Life insurance.
• 401K plan.
• Vacation and sick time.
• Employee assistance program.
• Voluntary insurance programs.
• Commuter and transit programs in certain markets.