Financial Services Regulatory and Compliance Associate Mid-Level

BCG Attorney Search; New York (NY); On-site; USD 160,000 - 210,000; Full time

Benefits offered by this job

Health insurance

Disability insurance

Dental and vision care

Life insurance

401K plan

Vacation and sick time

Employee assistance program

Voluntary insurance programs

Commuter and transit programs

Job summary

BCG Attorney Search in New York seeks a mid-level Associate for its Financial Regulatory and Compliance Practice. The role involves advising clients across industries on regulatory matters, supporting licensing and chartering processes, and conducting regulatory research and drafting compliance documents.

Ideal candidates have 3-5 years in financial services regulatory work, familiarity with BSA/AML and sanctions, and admission or eligibility to practice in the relevant jurisdiction; Spanish

Qualifications

• 3-5 years of experience in financial services regulatory and compliance.
• Knowledge of banking, money services, and payment systems.
• Familiarity with BSA/AML, sanctions, and consumer compliance laws.
• Enforcement experience is a plus.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Fluency in Spanish preferred.

Responsibilities

• Advise clients on financial services regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with team members on complex legal issues.

Skills

Excellent legal drafting

Legal research

Attention to detail

Education

Law degree

Job description

Job Overview

A law firm seeks a mid-level Associate for their Financial Regulatory and Compliance Practice in New York. The role offers the opportunity to work with a diverse range of clients across various industries.

Duties

• Advise clients on financial services regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with team members on complex legal issues.

Requirements

• 3-5 years of experience in financial services regulatory and compliance.
• Knowledge of banking, money services, and payment systems.
• Familiarity with BSA/AML, sanctions, and consumer compliance laws.
• Enforcement experience is a plus.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Fluency in Spanish preferred.

Education

Strong academic background in law.

Certifications

Admission to the bar in the relevant jurisdiction.

Skills

• Excellent legal research, analysis, and writing skills.
• Strong attention to detail and commitment to client service.
• Proactive and team-oriented approach.

Benefits

• Health insurance with optional HSA.
• Short and long-term disability insurance.
• Dental and vision care.
• Life insurance.
• Healthcare and Dependent Care Flexible Spending Accounts.
• 401K plan.
• Vacation and sick time.
• Employee assistance program.
• Voluntary insurance programs.
• Commuter and transit programs in certain markets.