Financial Services Regulatory and Compliance Associate Mid-Level

BCG Attorney Search; Houston (TX); On-site; USD 120,000 - 160,000; Full time

Benefits offered by this job

Health insurance

Disability insurance

Dental and vision care

Life insurance

401K

Job summary

BCG Attorney Search seeks a mid-level Associate for its Financial Regulatory and Compliance Practice in Houston, Texas. The role offers the opportunity to work with a diverse range of clients across various industries.

Requirements include 3–5 years of experience in financial services regulatory and compliance, a JD, and bar admission or eligibility. Fluency in Spanish is preferred. The position emphasizes teamwork and proactive client service.

Qualifications

• 3–5 years of experience in financial services regulatory and compliance.
• Knowledge of key financial services laws and regulations.
• Excellent legal writing skills.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Spanish proficiency is preferred.

Responsibilities

• Advise clients on regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with team members on complex legal issues.

Skills

Legal research

Analytical skills

Attention to detail

Client service

Team oriented

Education

Juris Doctor (JD)

Job description

Job Overview

A law firm seeks a mid-level Associate for the Financial Regulatory and Compliance Practice in Houston, Texas. The role offers the opportunity to work with a diverse range of clients across various industries.

Duties

• Advise clients on financial services regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with team members on complex legal issues.

Requirements

• 3-5 years of experience in financial services regulatory and compliance.
• Knowledge of key financial services laws and regulations.
• Strong academic background and legal writing skills.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Fluency in Spanish preferred.

Education

• Juris Doctor (JD) degree required.

Certifications

• Bar admission in relevant jurisdiction.

Skills

• Excellent legal research and analytical skills.
• Strong attention to detail and client service orientation.
• Ability to work proactively and as part of a team.

Benefits

• Health insurance with optional HSA.
• Short and long-term disability insurance.
• Dental and vision care.
• Life insurance and flexible spending accounts.
• 401K and discretionary bonus eligibility.
• Vacation, sick time, and employee assistance program.
• Voluntary insurance programs and commuter benefits.