Financial Services Compliance Examiner Trainee

New York State Department of Financial Services; New York (NY); On-site; USD 53,764 - 85,138; Full time

Job summary

The New York State Department of Financial Services is hiring a Financial Services Examiner 1 (Trainee 1 level) in New York City. This role involves monitoring financial services activities, ensuring compliance, and preparing reports. Applicants must have a relevant Bachelor's degree and strong analytical skills. The position offers a salary range of $53,764 to $85,138 based on experience and is part of a two-year traineeship program with significant responsibilities and travel involved.

Qualifications

• Ability to research and apply state laws and regulations.
• Critical thinking and decision making based on analysis.
• Adaptability to complex and rapidly changing expectations.

Responsibilities

• Monitor financial services activities for compliance.
• Review documents and analyze transactions per regulations.
• Assist in resolving issues for consumers and institutions.

Skills

Knowledge of GAAP and SSAP

Financial analysis techniques and ratios

Strong written and verbal communication skills

Proficiency in MS Excel, Word, Outlook

Education

Bachelor’s degree in accounting, auditing, or finance

Job description

The New York State Department of Financial Services is hiring a Financial Services Examiner 1 (Trainee 1 level) in New York City. This role involves monitoring financial services activities, ensuring compliance, and preparing reports. Applicants must have a relevant Bachelor's degree and strong analytical skills. The position offers a salary range of $53,764 to $85,138 based on experience and is part of a two-year traineeship program with significant responsibilities and travel involved.