Financial Services Client Associate

LPL Financial LLC; New York (NY); Hybrid; USD 74,071,000 - 123,441,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Job summary

LPL Financial is seeking a Registered Client Service Associate to provide in-branch administrative support to a team of advisors in South Lockport, NY. The role focuses on client service, account administration, and coordination with the advisory staff to deliver strong client outcomes.

The ideal candidate has a bachelor’s degree and at least 2 years of experience with financial advisors, brokerage services, and strong communication skills.

Qualifications

• Bachelor’s degree in Business, Accounting or Finance.
• Series 66/63/65 and Series 7 license or ability to obtain within 120 days.
• 2+ years of experience working with Financial Advisors and brokerage knowledge.

Responsibilities

• Handle inbound client calls and schedule appointments.
• Keep client management systems up to date with client information.
• Assist with documentation for new business and account maintenance.
• Manage operational account activities (new accounts, transfers, cash management).
• Communicate with internal teams to ensure timely service delivery.
• Educate clients on account services and technology; assist with Trades when needed.

Skills

Customer service

Communication skills

Team collaboration

Education

Bachelor’s degree in Business/Finance

Tools

CRM applications

Microsoft Office Suite

Job description

LPL Financial is seeking a Registered Client Service Associate to provide in-branch administrative support to a team of advisors in South Lockport, NY. The role focuses on client service, account administration, and coordination with the advisory staff to deliver strong client outcomes.

The ideal candidate has a bachelor’s degree and at least 2 years of experience with financial advisors, brokerage services, and strong communication skills.