Brokerage Client Service Specialist

Home24bank; Lafayette, Northern (LA, KY); Hybrid; USD 45,000 - 60,000; Full time

Job summary

Home Bank is seeking a Registered Client Service Associate to support Retail Financial Advisors with investment, fiduciary, and insurance products on a full-service brokerage platform. This role requires coordinating client services, trades, and documentation while ensuring compliance with LPL/FINRA/SEC guidelines.

The ideal candidate has 3–5 years in financial services, FINRA licenses, and LA insurance licenses, with a strong emphasis on accuracy and client satisfaction in a fast-paced

Qualifications

• Bachelor’s degree preferred but not required.
• 3-5 years financial services experience required.
• FINRA Series 7, 63 and 65 or 66 licenses required.
• Louisiana Life/Variable Insurance (LAH) licenses required.

Responsibilities

• Assist in achieving designated sales revenue goals through client contact and relationship building.
• Research and resolve client inquiries thoroughly.
• Oversee administrative operations and office policies to ensure regulatory compliance.
• Manage high-volume financial and operational details with strong follow-through.

Skills

Customer service

Sales support

Relationship building

Time management

Education

Bachelor’s degree in finance, accounting, economics, business administration or related field

Tools

Trading software

Job description

Home Bank is seeking a Registered Client Service Associate to support Retail Financial Advisors with investment, fiduciary, and insurance products on a full-service brokerage platform. This role requires coordinating client services, trades, and documentation while ensuring compliance with LPL/FINRA/SEC guidelines.

The ideal candidate has 3–5 years in financial services, FINRA licenses, and LA insurance licenses, with a strong emphasis on accuracy and client satisfaction in a fast-paced