Ethics & Compliance Analyst: Core & Employee Oversight

Jain Global, LLC; New York (NY); On-site; USD 90,000 - 100,000; Full time

Job summary

Jain Global, LLC in New York, NY, seeks a Core and Employee Compliance Analyst to review employee activities, monitor Code of Ethics, and advise on risk. You will help strengthen surveillance, policy updates, and training across the Legal & Compliance team.

The role requires strong analytical skills, meticulous attention to detail, and effective communication to stakeholders. Competitive compensation is offered with a base salary and benefits.

Qualifications

• Strong problem-solving abilities.
• Attention to detail and ability to manage multiple tasks efficiently.
• Excellent written and verbal communication skills.

Responsibilities

• Support the day-to-day administration of the Firm’s Code of Ethics and employee compliance program. Review employee reporting and certifications and elevate potential issues as appropriate.
• Review electronic communications alerts, document findings, and elevate potential issues to senior Compliance officers.
• Assist with enhancing the electronic communications surveillance program, including through system testing, data validation, and the implementation and refinement of surveillance scenarios.
• Collaborate with the Legal & Compliance team to draft and update internal policies and procedures.
• Support the Firm’s internal compliance training program.
• Assist with long-term projects to maintain the firm’s high standards of compliance with new and existing regulations.

Skills

Attention to detail

Communication skills

Problem solving

Job description

Jain Global, LLC in New York, NY, seeks a Core and Employee Compliance Analyst to review employee activities, monitor Code of Ethics, and advise on risk. You will help strengthen surveillance, policy updates, and training across the Legal & Compliance team.

The role requires strong analytical skills, meticulous attention to detail, and effective communication to stakeholders. Competitive compensation is offered with a base salary and benefits.