Code of Ethics Analyst

Daley And Associates, LLC; Boston (MA); Hybrid; USD 41,328 - 49,593; Full time

Job summary

A leading investment management firm in Boston is seeking a Code of Ethics Analyst for a 6+ month contract. Responsibilities include addressing employee questions, supporting operational aspects of the Code of Ethics program, and collaborating with compliance teams. The role requires a Bachelor’s degree and 1-3 years of relevant experience. Candidates will benefit from strong organizational and analytical skills. This position offers a competitive pay of $30-36/hour and supports a hybrid work model.

Qualifications

• 1-3 years of experience in compliance, operational risk, or business controls within a financial services environment.
• Strong attention to detail and interest in technology to improve processes.
• Excellent written and verbal communication skills.

Responsibilities

• Address employee questions and provide guidance on Code of Ethics policies.
• Support operational, system, and data-driven aspects of the Code of Ethics program.
• Collaborate with global compliance teams to ensure aligned outcomes.

Skills

Compliance experience

Strong organizational skills

Analytical skills

Communication skills

Attention to detail

Education

Bachelor’s degree in finance, business, computer science, or a related field

Tools

Power BI

Power Automate

Alteryx

GenAI

Job description

We are seeking candidates for a Code of Ethics Analyst position with a highly successful investment management firm located in Boston, MA. This position will be part of the firm’s Legal, Compliance, and Risk Team and will be responsible for compliance with the firm’s policy and procedures regarding political contributions. The ideal candidate will have 1-3 years of experience in compliance, operational, regulatory, or code of ethics (COE) within a financial services environment.

This is a 6+ month contract position that will pay $30-36/hr (depending on experience) within a 40-hour work week. This position supports a hybrid work model, onsite 4 days per week in their Boston office.

Responsibilities

• Address employee questions and provide guidance on Code of Ethics policies and requirements
• Support operational, system, and data-driven aspects of the Code of Ethics program, identifying opportunities to enhance efficiency through technology
• Collaborate with global compliance teams, Operational Risk, and Internal Audit to ensure aligned and consistent outcomes
• Assist with broader Legal, Compliance, and Risk initiatives as needed
• Develop and deliver training on ethics and regulatory compliance topics
• Support responses to regulatory inquiries and examinations
• Act as an escalation point for offshore compliance teams
• Create, maintain, and continuously improve operational procedures and documentation

Qualifications

• Bachelor’s degree in finance, business, computer science, or a related field (required)
• 1-3 years of experience in compliance, operational risk, or business controls within a financial services environment
• Previous experience with Power BI, Power Automate, Alteryx, GenAI is a plus
• Strong organizational skills with the ability to prioritize tasks
• Ability to collaborate cross-functionally across teams
• Strong attention to detail and interest in technology to improve processes
• Excellent analytical and problem-solving skills
• Excellent written and verbal communication skills
• If you are interested in learning more about this opportunity, please email your resume to Olivia at [e-mail].