Trading Compliance Analyst — Regs & Risk Expert

Jain Global LLC; New York (NY); Hybrid; USD 90,000 - 115,000; Full time

Benefits offered by this job

Base salary

Discretionary bonus

Comprehensive benefits

Job summary

Jain Global LLC seeks a diligent Trading Compliance Analyst to join the Legal & Compliance team in New York. You will monitor trading activities for regulatory compliance, assist in regulatory reporting, and review monitoring reports for internal and regulatory limits.

Collaboration with Trading, Risk and Operations is essential to ensure comprehensive issue resolution. The ideal candidate has 1–3 years in compliance or related fields, strong communication skills, and a high level of

Qualifications

• 1–3 years of experience in compliance or related field.
• Excellent written and verbal communication skills.
• High level of professionalism and integrity.

Responsibilities

• Monitor trading activities for regulatory compliance and pre-trade controls.
• Assist with regulatory reporting and filings (SEC, FINRA, CFTC and others).
• Review automated monitoring reports for limits and wall crossing.
• Collaborate with Trading, Risk and Operations to address issues.
• Support regulatory updates and long-term compliance projects.

Skills

Analytical mindset

Attention to detail

Communication skills

Professionalism

Job description

Jain Global LLC seeks a diligent Trading Compliance Analyst to join the Legal & Compliance team in New York. You will monitor trading activities for regulatory compliance, assist in regulatory reporting, and review monitoring reports for internal and regulatory limits.

Collaboration with Trading, Risk and Operations is essential to ensure comprehensive issue resolution. The ideal candidate has 1–3 years in compliance or related fields, strong communication skills, and a high level of