Estate Operations Specialist – Client-Focused

LPL Financial; Tempe (AZ); On-site; USD 32,000 - 54,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Job summary

LPL Financial is seeking an Estate Senior Operations Specialist within the Wealth Advisors Group to support corporate-based advisors and manage certain retail accounts in Death and Divorce processes. The role emphasizes high-touch client service and collaboration with desk advisors to resolve inquiries and ensure smooth operations.

The position requires strong teamwork, a client-focused attitude, and the ability to interpret court documents related to estate matters, with opportunities to

Qualifications

• 2+ years’ direct client experience within the financial services industry.
• 1+ years’ call center experience.

Responsibilities

• Prepare and process new account paperwork, including forms, signatures, and documentation for processing or ACAT.
• Assist desk advisors by handling client queries via inbound/outbound calls on account maintenance, cash management, and tax reporting.

Skills

Client experience

Call center experience

Customer service

Communication

Tools

Salesforce

Client Works

Job description

LPL Financial is seeking an Estate Senior Operations Specialist within the Wealth Advisors Group to support corporate-based advisors and manage certain retail accounts in Death and Divorce processes. The role emphasizes high-touch client service and collaboration with desk advisors to resolve inquiries and ensure smooth operations.

The position requires strong teamwork, a client-focused attitude, and the ability to interpret court documents related to estate matters, with opportunities to