Enterprise Risk & Compliance Manager – Hybrid

ASX Limited; Australia Landing (MS); Hybrid; USD 104,000 - 146,000; Full time

Benefits offered by this job

Hybrid working options

Job summary

ASX is actively seeking a Risk and Compliance Manager to strengthen the Enterprise Risk & Compliance function. You will lead compliance initiatives, assess regulatory impacts, and help build a robust control environment across Line 1 businesses.

In this role, you will collaborate with executive leadership to shape strategic and operational plans, deliver training, and engage with regulators to ensure ongoing compliance with market infrastructure obligations.

Qualifications

• Substantial experience in a Compliance, Risk or Audit role, ideally in financial markets or the financial services sector.
• Contributed to the implementation and maintenance of compliance frameworks.
• Performed breach assessments.
• Proven ability to work with executive management to develop and implement integrated strategic and operational plans.
• Strong verbal and written communication skills.
• Ability to prioritise work effectively and manage multiple priorities.
• Effective negotiation skills and ability to challenge.

Responsibilities

• Proactive assistance and advice across Line 1 businesses in meeting compliance obligations, including analysis of existing and new obligations and assist Line 1 with development and enhancement of their compliance framework, policies, procedures, owners and controls
• Undertaking compliance impact assessments in accordance with ASX’s incident and breach management process
• Contributing to the development, delivery and embedment of ASX’s risk and compliance management framework
• Proactive engagement with regulatory authorities, in line with ASX’s Regulatory Engagement Policy, and provide support to Line 1 on regulator assessment programs
• Contribute to reports for ASX governance bodies and regulatory authorities
• Develop training modules and provide training to Line 1

Skills

Compliance risk management

Breach assessments

Stakeholder communication

Regulatory engagement

Policy development

Education

Tertiary qualifications in business, commerce, legal

Tools

Governance Risk and Compliance tools

Data analytics tools

Job description

ASX is actively seeking a Risk and Compliance Manager to strengthen the Enterprise Risk & Compliance function. You will lead compliance initiatives, assess regulatory impacts, and help build a robust control environment across Line 1 businesses.

In this role, you will collaborate with executive leadership to shape strategic and operational plans, deliver training, and engage with regulators to ensure ongoing compliance with market infrastructure obligations.