Enterprise Compliance Risk Assessment Lead

RiseMe

North Carolina

On-site

USD 91,000 - 146,000

Full time

3 days ago
Be an early applicant
Application generator

Turn this role into an interview — a resume and cover letter built around what this employer wants.

Get past ATS filters

Job summary

TD Bank US Compliance is seeking a Senior Manager to lead and execute enterprise Regulatory Compliance Risk Assessments. You will shape risk-based programs, provide expert guidance to Risk Owners, and drive governance activities across the organization.

The role emphasizes strong leadership, collaboration with senior stakeholders, and ability to translate complex regulations into actionable risk insights and reporting.

Qualifications

  • Undergraduate degree or equivalent work experience.
  • 7+ years of experience in compliance, risk management, internal audit, or regulatory oversight.
  • Advanced proficiency in Microsoft Office applications; knowledge of governance, risk and compliance tech is a plus.
  • Strategic thinking and continuous improvement mindset with attention to detail.
  • Demonstrated leadership capabilities and cross-functional collaboration.
  • Excellent written and verbal communication for executive reporting.

Responsibilities

  • Support updates to the Regulatory Compliance Risk Assessment standards and procedures.
  • Act as a subject matter expert to assist Risk Owners and Oversight Functions.
  • Perform quality assurance to maintain data accuracy and completeness.
  • Develop status and management reports for senior audiences.
  • Lead/participate in enterprise-wide regulatory change initiatives and governance tasks.

Skills

MS Office
GRC technology
Data visualization
Strategic thinking
Leadership
Communication
Program management
Regulatory knowledge

Education

Undergraduate degree
Post-graduate degree preferred

Tools

GRC technology
Data visualization

Job description

TD Bank US Compliance is seeking a Senior Manager to lead and execute enterprise Regulatory Compliance Risk Assessments. You will shape risk-based programs, provide expert guidance to Risk Owners, and drive governance activities across the organization.

The role emphasizes strong leadership, collaboration with senior stakeholders, and ability to translate complex regulations into actionable risk insights and reporting.

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Compliance Risk Assessment Manager - Enterprise Program Lead
Compliance Risk Assessment Manager - Enterprise Program Lead

TD • Village of Pelham (NY)

On-site
USD 91,000 - 146,000
Senior Manager, Regulatory Risk & Assessment Leader
Senior Manager, Regulatory Risk & Assessment Leader

TD Bank Group • New York (NY), Northern (KY)

Hybrid
USD 115,000 - 186,000
Health benefits
Retirement benefits
Paid time off
+1
Senior Manager, Enterprise Compliance Risk Assessment
Senior Manager, Enterprise Compliance Risk Assessment

TD • New York (NY)

On-site
USD 115,000 - 186,000
Senior Manager, Enterprise Compliance Risk & Analytics
Senior Manager, Enterprise Compliance Risk & Analytics

TD Bank • Charlotte (NC)

On-site
USD 115,000 - 186,000
Total rewards package
US Compliance Risk Assessment Execution Manager
US Compliance Risk Assessment Execution Manager

TD Bank Group • New York (NY), Northern (KY)

Hybrid
USD 91,000 - 146,000
Senior Regulatory Compliance Data & Risk Analytics
Senior Regulatory Compliance Data & Risk Analytics

RiseMe • North Carolina

On-site
USD 72,000 - 118,000
Senior Compliance Oversight & Regulatory Strategy Leader
Senior Compliance Oversight & Regulatory Strategy Leader

TD • Portland (OR)

On-site
USD 115,000 - 186,000
Senior Compliance Data & Risk Reporting Analyst
Senior Compliance Data & Risk Reporting Analyst

TD Bank Group • New York (NY), Northern (KY)

Hybrid
USD 72,000 - 118,000
Strategic Audit Manager — Risk & Compliance Lead
Strategic Audit Manager — Risk & Compliance Lead

TD • New York (NY)

On-site
USD 72,000 - 118,000
Strategic Regulatory Compliance Oversight Lead
Strategic Regulatory Compliance Oversight Lead

TD • New York (NY)

On-site
USD 115,000 - 186,000