Derivatives Compliance Associate Director — Regulatory & Automation

The Depository Trust & Clearing Corporation (DTCC); Tampa (FL); Hybrid; USD 120.000 - 150.000; Vollzeit

Benefits dieser Stelle

Health insurance

Retirement plan

Paid time off

Hybrid work model (onsite 3 days / 2?)

Well-being benefits

Zusammenfassung

DTCC's General Counsel's Office seeks a seasoned compliance professional to support the DDR Chief Compliance Officer in derivatives compliance programs for DTCC's North American trade repository. You will coordinate with Compliance, Legal, Internal Audit and risk functions to ensure adherence to evolving regulations.

In this role, you will help prepare regulatory filings, develop controls and governance, and explore automation to improve efficiency while mitigating risk.

Qualifikationen

• Minimum 8 years of related experience.
• Bachelor's degree preferred or equivalent experience.

Aufgaben

• Support DDR’s derivatives compliance program under applicable regulations (CFTC, SEC) and international requirements.
• Monitor regulatory reporting obligations across jurisdictions and assess impacts of changes.
• Prepare, review, and submit DDR Compliance filings and provide QA for filings by team.
• Develop and implement controls, policies, training, monitoring and reporting with multiple DTCC groups.
• Assist in DDR Annual Compliance Reports and Board/Audit Committee materials.
• Identify automation opportunities to improve compliance processes while ensuring governance.

Kenntnisse

Regulatory knowledge of financials

Communication skills

Team collaboration

Ausbildung

Bachelor's degree or equivalent

Jobbeschreibung

DTCC's General Counsel's Office seeks a seasoned compliance professional to support the DDR Chief Compliance Officer in derivatives compliance programs for DTCC's North American trade repository. You will coordinate with Compliance, Legal, Internal Audit and risk functions to ensure adherence to evolving regulations.

In this role, you will help prepare regulatory filings, develop controls and governance, and explore automation to improve efficiency while mitigating risk.