Senior Compliance Testing Analyst: Shape Banking Compliance

TD

Charlotte (NC)

On-site

USD 72,000 - 118,000

Full time

4 days ago

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Job summary

TD Bank US Compliance is seeking a Senior Compliance Testing Analyst to execute independent testing of controls across the bank. You will develop test steps, analyze controls, and summarize results for leadership.

You may lead parts of engagements and coach teammates, contributing to an evolving compliance program in a fast-paced environment. The role emphasizes regulatory knowledge, data analytics, and strong communication, with a focus on risk-based testing and continuous improvement across

Qualifications

Experience in compliance testing, audit, risk management, or regulatory compliance.
Experience leading and executing testing, validation, audit, or monitoring activities.
Experience using data analytics and AI-enabled tools to improve testing effectiveness and identify regulatory risks.
Strong analytical, organizational, and project management skills with a high attention to detail.
Excellent verbal and written communication skills.
Proficiency with Microsoft Office applications, including Excel, Word, and PowerPoint.

Responsibilities

Execute independent testing and validations as part of the second line of defense.
Develop test steps, perform complex analysis of controls, and summarize results.
Write findings and present them to management and business lines.
Lead, supervise, or support engagements end-to-end and mentor others.