Compliance Risk & Policy Analyst

Ultipro; Memphis, Northern (TN, KY); Hybrid; USD 70,000 - 95,000; Full time

Job summary

Ultipro in Memphis is seeking a Compliance Analyst to develop, administer, and monitor the Bank's Compliance Management System (CMS), ensuring adherence to laws, regulations, and internal policies governing operations, products, services, and third-party relationships.

You will partner with business units to assess risks, conduct due diligence, train staff, and support audits and regulatory examinations, driving a culture of compliance and timely remediation across the organization.

Qualifications

• Bachelor's degree required or equivalent experience in a related field.
• 3-5 years of banking or financial services compliance experience preferred.
• Experience with CMS, monitoring, risk assessments, and due diligence preferred.
• Knowledge of third-party risk management and vendor due diligence preferred.
• CRCM designation preferred.
• Familiarity with consumer protection regs and privacy/record retention basics.

Responsibilities

• Develop, administer, and monitor the Bank's CMS and compliance programs.
• Conduct ongoing compliance monitoring, risk assessments, and due diligence reviews.
• Review marketing, disclosures, and customer communications for regulatory compliance.
• Assist audits, examinations, and remediation efforts, and support training initiatives.
• Provide guidance to business units on regulatory requirements and controls.
• Collaborate with stakeholders to identify risks and implement controls.

Skills

Communication

Analytical thinking

Attention to detail

Organization

Time management

Collaboration

Judgment

Adaptability

Customer service

Multitasking

Education

Bachelor's degree

CRCM designation preferred

Job description

Ultipro in Memphis is seeking a Compliance Analyst to develop, administer, and monitor the Bank's Compliance Management System (CMS), ensuring adherence to laws, regulations, and internal policies governing operations, products, services, and third-party relationships.

You will partner with business units to assess risks, conduct due diligence, train staff, and support audits and regulatory examinations, driving a culture of compliance and timely remediation across the organization.