Client Service Associate: Financial Advisory Support

100 Raymond James & Associates, Inc.; Ridgefield (CT); Hybrid; USD 55,000 - 72,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

Retirement benefits

Paid time off

Job summary

Raymond James is seeking a dynamic Registered Client Service Associate to provide high-touch administrative support to Financial Advisors, their clients, and branch staff. You will handle inquiries across phone, email, in-person, and virtual channels, onboarding clients, opening accounts, and maintaining documentation in line with firm regulations.

The role requires strong communication, organizational skills, and the ability to manage multiple tasks in a fast-paced environment.

Qualifications

• High School diploma with 1+ year securities industry experience preferred.
• Or an equivalent combination of experience, education, and/or training.
• SIE required; exemption/grandfathering not allowed.
• Series 7 required; Series 63/65/66 as required by state.

Responsibilities

• Serve as first point of contact for high-volume client inquiries and scheduling.
• Onboard new clients and open accounts; research client and security information.
• Prepare financial reports and inputs orders for advisor review and rebalance portfolios.
• Maintain Client Relationship Management (CRM) records and assist advisors with events.

Skills

CRM software

Excel reporting

Communication skills

Financial services

Teamwork

Education

High School Diploma

FINRA SIE

Series 7

Experience in securities industry

Tools

CRM databases

Trading platforms

Job description

Raymond James is seeking a dynamic Registered Client Service Associate to provide high-touch administrative support to Financial Advisors, their clients, and branch staff. You will handle inquiries across phone, email, in-person, and virtual channels, onboarding clients, opening accounts, and maintaining documentation in line with firm regulations.

The role requires strong communication, organizational skills, and the ability to manage multiple tasks in a fast-paced environment.