Capital Markets Risk & Controls Analyst

Regions Bank; Hoover (AL); Sur place; USD 79 000 - 96 000; Plein temps

Avantages offerts par ce poste

Paid vacation

Sick time

401K match

Medical benefits

Dental benefits

Vision benefits

Disability benefits

Health savings account

Flexible spending account

Parental leave

EAP

Résumé du poste

Regions Bank is seeking a Business Unit Operational Risk Analyst to help ensure lines of business comply with regulatory and internal policies. The role sits in the first line of defense and collaborates with risk, controls, and enterprise support teams to execute the Operational Risk Framework across the assigned line.

Qualified candidates will have a Bachelor’s degree with 5 years of relevant finance/risk/ops experience or a HS diploma with 9 years of experience.

Qualifications

• Bachelor’s degree in a related field and five (5) years' experience in finance, risk or operations, with experience in the specific business line operations.
• Or High School Diploma or GED and nine (9) years' experience in finance, risk or operations, with experience in the specific business line operations.

Responsabilités

• Conducts compliance reviews and provides oversight of legal entities, business units and processes
• Maintains documentation and reports to management regarding compliance and potential issues
• Provides analysis of the execution of our operational risk management framework, including: risk and control self-assessments, new initiative risk assessments, operational risk/loss events, scenario analysis, emerging risk identification, and front line risk assessments
• Analyzes compliance processes and reports to management, comparing current process with identified process and policy
• Analyzes and tests assigned business initiatives for adherence to policy
• Assists in the review of contracts, agreements and statements of work
• Prepares and maintains risk management documentation and risk reports
• Provides timely update of operational risk issues and decisions to managers
• Leads development of the overall risk assessment program and action plans to mitigate operational risks
• May supervise day-to-day work of other professional level operational risk associates

Connaissances

Attention to detail

Analytical skills

Management reporting

Communication skills

Time management

Formation

Bachelor’s degree

Five years of experience in finance/risk/operations

Description du poste

Regions Bank is seeking a Business Unit Operational Risk Analyst to help ensure lines of business comply with regulatory and internal policies. The role sits in the first line of defense and collaborates with risk, controls, and enterprise support teams to execute the Operational Risk Framework across the assigned line.

Qualified candidates will have a Bachelor’s degree with 5 years of relevant finance/risk/ops experience or a HS diploma with 9 years of experience.