Capital Markets Risk & Compliance Analyst

Regions Bank; Charlotte (NC); In loco; USD 79.000 - 96.000; Tempo pieno

Vantaggi offerti da questo lavoro

Paid Vacation/Sick Time

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Health Savings Account

Flexible Spending Account

Life Insurance

Parental Leave

Employee Assistance Program

Associate Volunteer Program

Descrizione del lavoro

Regions Bank is seeking a Business Unit Operational Risk Analyst to ensure lines of business operate in compliance with regulatory and internal policies. The role sits in the first line of defense and collaborates across risk, control testing, and enterprise support units to execute the Operational Risk Framework within the assigned line of business.

The analyst conducts control self-assessments, supports new initiatives, and prepares risk reports while maintaining documentation and management

Competenze

• Bachelor’s degree in a related field with five years of experience in finance, risk or operations.
• High School Diploma or GED with nine years of experience in finance, risk or operations.
• Experience in the specific business line operations.

Mansioni

• Conducts compliance reviews and provides oversight of legal entities, business units and processes.
• Maintains documentation and reports to management regarding compliance and potential issues.
• Provides analysis of the execution of the operational risk management framework, including risk and control self-assessments and scenario analysis.
• Analyzes compliance processes and reports to management, comparing current process with policy.
• Reviews contracts, agreements and statements of work for risk considerations.
• Prepares and maintains risk management documentation and risk reports.
• Provides timely updates of operational risk issues and decisions to managers.
• Leads development of the overall risk assessment program and action plans to mitigate operational risks.
• May supervise day-to-day work of other professional level operational risk associates.

Conoscenze

Attention to detail

Analytical skills

Management reporting

Communication skills

Time management

Formazione

Bachelor’s degree in a related field

High School Diploma or GED

Descrizione del lavoro

Regions Bank is seeking a Business Unit Operational Risk Analyst to ensure lines of business operate in compliance with regulatory and internal policies. The role sits in the first line of defense and collaborates across risk, control testing, and enterprise support units to execute the Operational Risk Framework within the assigned line of business.

The analyst conducts control self-assessments, supports new initiatives, and prepares risk reports while maintaining documentation and management