Capital Markets Audit Lead - End-to-End Assurance

U.S. Bank; Charlotte (NC); Ibrido; USD 132.000 - 156.000; Tempo pieno

Vantaggi offerti da questo lavoro

Healthcare (medical, dental, vision)

Life insurance

Disability coverage

Retirement plan 401(k)

Descrizione del lavoro

U.S. Bank is seeking a Senior Audit Project Manager within Corporate Audit Services to deliver independent assurance and advisory services across Capital Markets and broker-dealer activities.

This role leads end-to-end audits, collaborating with risk, compliance, operations, and technology stakeholders to assess risks and controls. Responsibilities include planning, fieldwork, issue identification, reporting, and ensuring quality against IIA Standards and CAS policies.

Competenze

• Bachelor’s degree or advanced degree, or equivalent relevant work experience.
• Typically more than 8 years of experience in audit, risk management, compliance, or related financial services functions

Mansioni

• Develop and maintain a risk-based audit plan for Capital Markets and broker-dealer activities.
• Independently plan, scope, and lead end-to-end audit engagements, including planning, fieldwork, issue identification, and reporting.
• Evaluate the design and operating effectiveness of controls across business processes, systems, and activities.
• Draft clear, concise audit reports communicating risks, issues, and recommendations.

Descrizione del lavoro

U.S. Bank is seeking a Senior Audit Project Manager within Corporate Audit Services to deliver independent assurance and advisory services across Capital Markets and broker-dealer activities.

This role leads end-to-end audits, collaborating with risk, compliance, operations, and technology stakeholders to assess risks and controls. Responsibilities include planning, fieldwork, issue identification, reporting, and ensuring quality against IIA Standards and CAS policies.