Brokerage Operations Lead — Regulatory & Automation

AtomicVest; United States; Remote; USD 120,000 - 180,000; Full time

Job summary

AtomicVest is seeking an experienced operations leader to own the end-to-end lifecycle of our brokerage operations, including clearance, settlement, corporate actions, onboarding, and daily reconciliations.

You willserve as supervisory principal for operations during FINRA/SEC exams and partner with engineering, FinOp, compliance, and legal teams to strengthen controls, automation, and regulatory reporting as we scale our self-clearing platform.

Qualifications

• End-to-end brokerage operations experience.
• Strong regulatory reporting experience.

Responsibilities

• Own the end-to-end operational lifecycle for Atomic Brokerage, including clearance and settlement, corporate actions, account onboarding, and daily reconciliations.
• Serve as designated supervisory principal for operations, writing and defending supervisory procedures in FINRA and SEC exams.
• Partner with engineering, FinOp, compliance, and legal teams to strengthen controls, automation, and regulatory reporting as we scale self-clearing infrastructure.

Skills

Operations leadership

Regulatory reporting

FINRA/SEC knowledge

Job description

AtomicVest is seeking an experienced operations leader to own the end-to-end lifecycle of our brokerage operations, including clearance, settlement, corporate actions, onboarding, and daily reconciliations.

You willserve as supervisory principal for operations during FINRA/SEC exams and partner with engineering, FinOp, compliance, and legal teams to strengthen controls, automation, and regulatory reporting as we scale our self-clearing platform.