Brokerage Client Services Associate (Registered)

Stifel Financial Corp.; Indianapolis (IN); On-site; USD 42,000 - 56,000; Full time

Benefits offered by this job

Health insurance

Dental insurance

Vision care

401k

Paid time off

Wellness initiatives

Life insurance

Job summary

Stifel Financial Corp. in Indianapolis seeks a Client Services Associate (Registered) to support Financial Advisors with opening and maintaining client accounts, handling routine administration, and providing superior client service.

This role requires Series 7 and 63/66 or willingness to obtain, strong Microsoft Office skills, and the ability to manage multiple tasks in a fast-paced environment.

Qualifications

• Minimum Required: High School Diploma or equivalent
• Minimum Required: 2 years investment industry experience
• Series 7 and 63 or 66, or willing to obtain
• Proficient in Microsoft Office applications

Responsibilities

• Assist Financial Advisors with opening and maintenance of client accounts
• Perform administrative duties and records management
• Provide quotes and account-related information to clients
• Enter unsolicited orders from clients where allowed
• Ensure compliance with regulatory and firm policies

Skills

Administrative Knowledge

Industry Knowledge

Time Management

Critical Thinking

Customer and Interpersonal Skills

Communication Skills

Education

High School Diploma or equivalent

2 years investment industry experience

Tools

Microsoft Excel

Microsoft Word

PowerPoint

Outlook

Job description

Stifel Financial Corp. in Indianapolis seeks a Client Services Associate (Registered) to support Financial Advisors with opening and maintaining client accounts, handling routine administration, and providing superior client service.

This role requires Series 7 and 63/66 or willingness to obtain, strong Microsoft Office skills, and the ability to manage multiple tasks in a fast-paced environment.