Branch Manager: Growth & Compliance Leader

Raymond James; Houston (TX); On-site; USD 90,000 - 130,000; Full time

Benefits offered by this job

Medical, Dental & Vision

Life Insurance

Retirement Savings

Paid Time Off

Parental Leave

Job summary

Raymond James in Houston seeks an experienced Branch Manager to oversee a retail office, ensuring compliance with firm and regulatory policies while driving growth and client service excellence.

The role requires a Bachelor’s degree and 3+ years in financial services, with Series 7/63/65 (or 8/66) and SIE licenses. Leadership, budgeting, and staff development are essential in this high-responsibility position.

Qualifications

• Bachelor’s degree required or equivalent combination of education and experience.

Responsibilities

• Evaluates branch structure and strategic plan to promote efficiency and profitability while meeting sales goals.
• Maintains compliance oversight per firm and regulatory policies and procedures.
• Performs reviews of client accounts and documents and addresses client complaints.
• Coordinates registrations, continuing education, and licensing for branch personnel.
• Oversees daily trading and office activities; may supervise and train staff.
• Develops and monitors office revenue and expense budgets; participates in community affairs.

Education

Bachelor's degree

Job description

Raymond James in Houston seeks an experienced Branch Manager to oversee a retail office, ensuring compliance with firm and regulatory policies while driving growth and client service excellence.

The role requires a Bachelor’s degree and 3+ years in financial services, with Series 7/63/65 (or 8/66) and SIE licenses. Leadership, budgeting, and staff development are essential in this high-responsibility position.