Audit Manager, Vice President - Asset Management

JPMorgan Chase; Jersey City (NJ); On-site; USD 90,000 - 150,000; Full time

Job summary

An established industry player is seeking a skilled Audit Manager to enhance governance and operational excellence within their Asset Management Internal Audit team. This pivotal role involves executing the annual audit plan, managing audit engagements, and collaborating with global colleagues to identify emerging control issues. The ideal candidate will have extensive experience in internal or external auditing, a strong understanding of internal controls, and the ability to present complex issues to senior management. Join a forward-thinking organization that values innovation and efficiency improvements through automation and technology.

Qualifications

• 7+ years of audit experience in Asset and Wealth Management.
• Strong understanding of internal controls and business risks.

Responsibilities

• Lead audit engagements from planning to reporting, ensuring quality deliverables.
• Collaborate with stakeholders to identify control issues and provide recommendations.

Skills

Internal Audit Experience

Data Analytics

Interpersonal Skills

Understanding of Internal Controls

Knowledge of Financial Regulations

Education

Bachelor's Degree in Finance or Accounting

CPA or CIA

Job description

We are seeking a talented Audit Manager to join our Asset Management Internal Audit team. This role offers an opportunity to play a pivotal part in enhancing our organization's governance and operational excellence.

As an Audit Manager, you will be responsible for executing the annual audit plan, managing audit engagements, performing audit testing, and participating in control and governance forums.

Job Responsibilities

1. Lead and participate in audit engagements, including global audits, from planning to reporting, ensuring quality and timely deliverables that meet departmental and professional standards.
2. Finalize audit findings and provide an overall opinion on the control environment, along with recommendations to strengthen internal controls.
3. Collaborate with global Audit colleagues to identify emerging control issues and report them promptly to Audit Management and stakeholders.
4. Partner with stakeholders, including risk management, compliance, external auditors, and regulators, maintaining independence while building strong relationships.
5. Manage audit team members effectively, reviewing audits timely and providing constructive feedback to enhance performance.
6. Implement continuous auditing programs, monitoring key metrics to identify control issues and trends.
7. Stay informed about industry trends, regulatory changes, and external news affecting the financial and Asset Management industry, analyzing their impact on the business.
8. Identify opportunities for efficiency improvements through automation and innovative technologies.
9. Maintain confidentiality and security of audit communications and information, adhering to firm policies.

Minimum Qualifications

• 7+ years of internal or external audit experience or relevant Asset and Wealth Management industry experience.
• Bachelor's degree or equivalent financial services experience.
• Experience with internal audit methodologies and their application.
• Strong understanding of internal controls, business, and technology risks.
• Knowledge of applicable laws and regulations (e.g., 12 CFR 9) related to asset management and related activities.
• Familiarity with financial instruments, investment vehicles, including alternatives like real assets, private equity, and private credits.
• Experience with data analytics and large language models, with a passion for innovation.
• Excellent interpersonal and influencing skills, capable of presenting complex issues to senior management.

Preferred Qualifications

• CPA, CIA, or advanced degree in Finance or Accounting is preferred.