Senior Audit Lead - SOX & Controls, Banking

TD Bank, N.A.; Mount Laurel Township (NJ); On-site; USD 95,000 - 154,000; Full time

Job summary

TD Bank, N.A. is seeking an Audit Manager II to lead complex audits within the Audit line of business. The role focuses on risk assessment, planning, and execution of audits aligned with enterprise risk frameworks while driving supervisory oversight and ensuring timely completion.

Ideal candidates bring 7+ years of experience in Internal or External Audit, strong SOX 404 knowledge, and a background in financial services. Establish robust communication with senior leadership and stakeholders.

Qualifications

• Undergraduate degree required.
• 7+ years of relevant experience in internal/external audit or SOX/ICFR.
• Strong knowledge of SOX 404 and COSO framework; capable of testing internal controls.

Responsibilities

• Lead and supervise complex audits within an audit practice area.
• Provide guidance to stakeholders and team members on audit approaches.
• Plan audits, assess risks, and ensure alignment with enterprise risk frameworks.
• Oversee end-to-end audit engagements and issue remediation plans.
• Communicate findings clearly to senior leadership and external auditors.

Skills

SOX/ICFR

Audit leadership

Risk assessment

Communication

Project management

Education

Undergraduate degree

Accounting/Finance/Business degree

Tools

SQL

Tableau

Power BI

Alteryx

ERP (SAP/Oracle/Workday)

Job description

TD Bank, N.A. is seeking an Audit Manager II to lead complex audits within the Audit line of business. The role focuses on risk assessment, planning, and execution of audits aligned with enterprise risk frameworks while driving supervisory oversight and ensuring timely completion.

Ideal candidates bring 7+ years of experience in Internal or External Audit, strong SOX 404 knowledge, and a background in financial services. Establish robust communication with senior leadership and stakeholders.