Senior Audit Manager, Financial Crimes & Issue Validation

TD Bank; New York (NY); Hybrid; USD 92,220 - 149,310; Full time

Job summary

TD Bank is seeking an Audit Manager II to oversee the U.S. Financial Crimes Regulatory Issue Validation Audit. This role involves managing complex audit engagements and providing leadership to the audit team in a hybrid work environment.

The ideal candidate should have over 7 years of experience in the banking sector with a strong background in regulatory compliance, along with relevant certifications such as CIA or CAMS. Proficiency in audit methodologies is essential.

Qualifications

• 7+ years of relevant experience in banking or audit.
• Experience with regulatory compliance examiners.
• Relevant professional certifications preferred, e.g., CIA or CAMS.

Responsibilities

• Lead complex regulatory audit engagements.
• Oversee testing of regulatory issue effectiveness.
• Manage relationships with business lines and stakeholders.

Skills

Understanding of Financial Crimes Compliance

Audit planning and execution

Team leadership

Analytical skills

Proficiency in Microsoft Office Suite

Education

Undergraduate degree

Job description

TD Bank is seeking an Audit Manager II to oversee the U.S. Financial Crimes Regulatory Issue Validation Audit. This role involves managing complex audit engagements and providing leadership to the audit team in a hybrid work environment.

The ideal candidate should have over 7 years of experience in the banking sector with a strong background in regulatory compliance, along with relevant certifications such as CIA or CAMS. Proficiency in audit methodologies is essential.