Audit Manager I - Lead Internal Controls & Assurance

TD Bank Group; Ontario (CA); On-site; USD 58,000 - 82,000; Full time

Job summary

TD Bank Group in Toronto seeks an experienced auditor to conduct end-to-end audits across departments, including risk assessment, testing of controls, and reporting. You will work with stakeholders to ensure compliance with internal standards and regulatory requirements, contributing to ongoing process improvements.

The role requires 5+ years of relevant audit experience, an undergraduate degree, and knowledge of capital markets. CPA/CA/FRM/CFA credentials are a strong asset for this position.

Qualifications

• Undergraduate degree required.
• 5+ years of relevant experience.
• Knowledge/experience in Capital Markets/investment banking an asset.
• CPA, CA, FRM, CFA- considered strong asset.

Responsibilities

• Conduct audit work based on established audit plans and standards.
• Participate in testing of controls (walkthroughs, test scripts, issue management).
• May develop Audit Planning Memorandum, Process Risk & Control Matrix, Findings Grid and Audit Report.
• May complete L1 reviews/sign off on audit activities.
• Contribute to audit planning and ensure appropriate programs and risk assessments.
• Manage ongoing audit communications with stakeholders during and after audits.
• Present objective audit findings and recommendations to stakeholders and audit management.
• Follow up on findings from regulatory and internal audits as per policy.
• Provide SME input to audit projects and identify control gaps.

Skills

Audit experience

Capital markets knowledge

CPA/CA/FRM/CFA

Education

Undergraduate degree

Job description

TD Bank Group in Toronto seeks an experienced auditor to conduct end-to-end audits across departments, including risk assessment, testing of controls, and reporting. You will work with stakeholders to ensure compliance with internal standards and regulatory requirements, contributing to ongoing process improvements.

The role requires 5+ years of relevant audit experience, an undergraduate degree, and knowledge of capital markets. CPA/CA/FRM/CFA credentials are a strong asset for this position.