Associate Financial Advisor

Empirical Wealth Management; San Francisco (CA); On-site; USD 60,000 - 100,000; Full time

Job summary

An established industry player is looking for a talented Associate Financial Advisor to join their dynamic team. This role offers a unique opportunity to assist Lead Financial Advisors in providing comprehensive financial planning to high-net-worth clients. You will engage in client onboarding, prepare for meetings, and support various aspects of financial planning, including investments and tax strategies. With a strong emphasis on collaboration and continuous learning, this position is perfect for motivated individuals eager to grow in the financial services sector. Join a firm that values integrity, teamwork, and professional development in a supportive environment.

Benefits

Medical Insurance (100% paid)

Vision Insurance (100% paid)

Dental Insurance (100% paid)

Disability Insurance (100% paid)

401(k) with match

Paid Parental Leave after one year

Qualifications

• 3-5 years of experience in financial services required.
• Strong integrity and communication skills essential.

Responsibilities

• Onboard and service clients, integrating advice from financial experts.
• Prepare for meetings and update financial plans.

Skills

Financial Analysis

Client Communication

Research Skills

Attention to Detail

Math Proficiency

Team Collaboration

Education

Bachelor’s Degree

Series 65

CFP Certification (in progress)

Tools

Microsoft Office

Financial Planning Software

Job description

Empirical Wealth Management is a rapidly growing financial services firm, currently managing assets for hundreds of individuals and businesses. Since opening in 2006, we have grown to over $6B in AUM through referrals, with a goal to reach $10B and expand across the country.

Our Culture

We value each employee's contribution and promote a collaborative environment that fosters growth and idea sharing. Our passionate team strives for excellence and inspires a strong work ethic.

We are seeking a talented Associate Financial Advisor (AFA) to assist Lead Financial Advisors in comprehensive client planning. This role offers learning opportunities in financial analysis, planning, and investment recommendations to serve high-net-worth clients and develop future financial advising expertise.

Key Responsibilities

1. Onboard new clients and service existing ones, integrating advice from CFAs, CPAs, and JDs.
2. Prepare for client meetings, update financial plans, review portfolios, and implement recommendations.
3. Support comprehensive financial planning, including cash flow, investments, retirement, insurance, tax, and estate planning.
4. Collaborate across teams and participate in meetings.
5. Handle administrative tasks such as gathering client information, organizing files, and preparing documentation.
6. Maintain relevant certifications and industry knowledge.

Qualifications

1. 3-5 years of experience in financial services.
2. Bachelor’s Degree, Series 65, and working towards CFP certification.
3. Strong integrity, communication skills, and math proficiency.
4. Motivated, team-oriented, and comfortable with virtual meetings.
5. Research skills, attention to detail, and technological aptitude.
6. Proficiency in Microsoft Office; knowledge of financial planning software is a plus.
7. Proactive, friendly, eager to learn, and able to follow directions.

Benefits

• Medical, Vision, Dental, and Disability Insurance (100% paid by the company)
• 401(k) with match
• Paid parental leave after one year

Our Culture (Repeated section omitted for conciseness)