Associate Financial Advisor

Empirical Wealth Management; Los Gatos (CA); On-site; USD 60,000 - 100,000; Full time

Job summary

Ein dynamisches Unternehmen im Finanzdienstleistungssektor sucht einen talentierten Associate Financial Advisor (AFA), der Lead Financial Advisors unterstützt. Diese spannende Rolle bietet die Möglichkeit, umfassende Kundenplanung durchzuführen, finanzielle Analysen zu erstellen und Investmentempfehlungen auszusprechen. In einem kollaborativen Umfeld, das Professionalität und persönliches Wachstum fördert, werden Sie die Chance haben, Ihre Fähigkeiten in der Finanzplanung zu entwickeln und hochvermögende Kunden zu betreuen. Wenn Sie motiviert sind und gerne in einem schnelllebigen Team arbeiten, ist dies die perfekte Gelegenheit für Sie.

Benefits

Vollständig bezahlte Kranken-, Augen- und Zahnversicherung

401(k)-Plan mit Matching-Beiträgen

Bezahlte Elternzeit nach einem Jahr Beschäftigung

Qualifications

• 3-5 Jahre Erfahrung im Finanzdienstleistungssektor.
• Unquestioned integrity in personal and professional activities.

Responsibilities

• Onboarding neuer Kunden und Unterstützung bestehender Kunden.
• Vorbereitung von Kundenmeetings und Aktualisierung finanzieller Pläne.

Skills

Finanzanalyse

Kommunikationsfähigkeiten

Mathematische Fähigkeiten

Forschungskompetenz

Technologische Versiertheit

Education

Bachelorabschluss

Series 65

CFP-Zertifizierung (in Arbeit)

Tools

Microsoft Office

Finanzplanungssoftware

Job description

Empirical Wealth Management is a rapidly growing financial services firm, currently managing assets for hundreds of individuals and businesses. We seek high-caliber individuals who will succeed in a high-opportunity environment. Since opening in 2006, we have grown to over $6B in AUM through steady client referrals. Our goal is to reach $10B in the next few years and expand our offices nationwide.

Our Culture

Empirical values each employee as a vital contributor to the firm's success. We foster a collaborative environment that promotes idea sharing and professional growth. Our passionate team strives to inspire a strong work ethic and high performance.

We are seeking a talented Associate Financial Advisor (AFA) to assist Lead Financial Advisors in comprehensive client planning. The role involves conducting financial analysis, preparing plans, making investment recommendations, and helping clients achieve their goals. This position offers an opportunity to develop expertise in all areas of financial planning and serve high-net-worth clients as a future financial advisor.

Key Responsibilities

1. Onboard new clients, service existing clients, and coordinate with CFAs, CPAs, and JDs in client relationships
2. Prepare for client meetings, update financial plans, review portfolios, generate reports, and implement recommendations
3. Support advisors in comprehensive financial planning, including cash flow, investments, retirement, insurance, tax, and estate planning
4. Collaborate across teams, attend client and team meetings
5. Perform administrative duties such as gathering client financial information, organizing files, preparing documentation, and supporting special projects
6. Maintain relevant certifications, credentials, and industry knowledge

Qualifications

1. 3-5 years of experience in financial services
2. Bachelor’s Degree, Series 65, and working towards CFP certification
3. Unquestioned integrity in personal and professional activities
4. Excellent communication skills and strong math abilities
5. Motivated and able to work effectively in a fast-paced team environment
6. Comfortable with on-camera meetings and presentations
7. Strong research skills and attention to detail
8. Technologically savvy with a focus on improving financial planning processes
9. Proficient in Microsoft Office; knowledge of financial planning software is a plus
10. Proactive, friendly, eager to learn, and able to follow guidance

Benefits

• Medical, Vision, Dental, and Disability Insurance fully paid by the company
• 401(k) plan with matching contributions
• Paid parental leave after one year of employment