Assistant Director, Securities Enforcement (Regional)

SEC; New York (NY); On-site; USD 120,000 - 180,000; Full time

Job summary

SEC in New York City seeks a Supervisory General Attorney (Assistant Director) to lead the Asset Management Unit. The role supervises AMU staff in the NY Regional Office and drives investigations, civil actions, and program oversight.

Applicants must have a J.D. or LL.B. and active bar membership; SK-17 level experience with securities law knowledge and strong analytical ability is required. Review of documents by closing date is essential.

Qualifications

• J.D. or LL.B. required and active bar in good standing.
• Experience in investigations, civil cases or administrative proceedings.
• Knowledge of the U.S. securities market and Commission rules.

Responsibilities

• Supervise AMU staff located in the New York Regional Office.
• Oversee investigations, civil cases and administrative proceedings within AMU.
• Ensure all required materials are submitted by closing date and reviewed for eligibility.

Skills

Legal analysis

Federal securities law

Investigations

Strategic thinking

Education

J.D. or LL.B. degree

Job description

SEC in New York City seeks a Supervisory General Attorney (Assistant Director) to lead the Asset Management Unit. The role supervises AMU staff in the NY Regional Office and drives investigations, civil actions, and program oversight.

Applicants must have a J.D. or LL.B. and active bar membership; SK-17 level experience with securities law knowledge and strong analytical ability is required. Review of documents by closing date is essential.