Senior Supervisory Attorney – Complex Financial Instruments

Securities and Exchange Commission; New York (NY); On-site; USD 191,000 - 292,000; Full time

Job summary

The Securities and Exchange Commission in New York seeks a Supervisory General Attorney (Assistant Director) in the Division of Enforcement, Complex Financial Instruments Unit. You will oversee teams, shape investigations, and guide staff through complex securities matters.

The role emphasizes leadership, risk assessment, and collaboration with DOJ, FBI, and international counterparts to advance enforcement and ensure compliance with federal securities laws.

Qualifications

• Transcript submission required to support educational claims.
• Foreign education must be evaluated by a recognized credential evaluation service (NACES/AICE).
• Internal applicants: education verified via eOPF; provide transcripts if not present.

Responsibilities

• Manage and coordinate the work of teams (attorneys, accountants, experts, staff).
• Develop and promote investigative techniques to improve efficiency and reduce delays.
• Mentor and train staff; identify development and promotion opportunities.
• Coordinate with DOJ, FBI, and other law enforcement on parallel investigations; interact with foreign counterparts.

Education

Juris Doctor or equivalent law degree

Job description

The Securities and Exchange Commission in New York seeks a Supervisory General Attorney (Assistant Director) in the Division of Enforcement, Complex Financial Instruments Unit. You will oversee teams, shape investigations, and guide staff through complex securities matters.

The role emphasizes leadership, risk assessment, and collaboration with DOJ, FBI, and international counterparts to advance enforcement and ensure compliance with federal securities laws.