AML Compliance Testing Leader

Capital One Group; Northern (KY); Hybrid; USD 138,000 - 173,000; Full time

Job summary

Capital One seeks a Compliance Testing Manager - AML to oversee quality assurance of AML testing across teams and locations, ensuring regulatory requirements are met and tests are accurate and timely.

Lead testers, develop test plans, and drive innovative approaches including AI-assisted methodologies and testing tool pilots while coordinating audit deliverables and training for staff.

Qualifications

• Bachelor’s Degree or Military Experience is required.
• At least 5 years of compliance testing, compliance, legal, audit, risk management, AML or Fraud investigation experience.
• At least 2 years of people management experience.
• 6+ years of Quality Assurance or compliance testing, compliance, legal, audit, risk management, AML or Fraud investigation experience (preferred).
• ACAMS, CFE, CFCS or CRCM certification (preferred).

Responsibilities

• Perform final test reviews to evaluate the accuracy of tests executed by compliance testers and adherence to processes and procedures.
• Analyze quality assurance trends to deliver actionable insights for management and produce practical resources to guide testers in their work.
• Deliver practical test performance insights to test managers regarding the quality of associates' test reviews.
• Execute and manage the team’s regulatory reporting, ensuring accuracy, timeliness and proper review and approvals.
• Coordinate the preparation, submission, review and approvals for all audit and exam deliverables.
• Design comprehensive training programs for new hires and ongoing skill development for existing staff as needed.
• Lead innovation initiatives, including piloting new testing tools and AI-assisted methodologies (e.g. automation, full-file testing).
• Manage the identification, tracking and integration of AML regulatory changes to ensure integration into AML transaction testing.
• Develop test plans; continually validate and improve test design.
• Manage testing schedules to ensure they are completed in appropriate timeframe.
• Identify the need for improved data sourcing and partner with business and IT areas to develop improved data sources.

Skills

People management

Compliance testing

Regulatory knowledge

Analytical thinking

Education

Bachelor’s Degree or Military Experience

Job description

Capital One seeks a Compliance Testing Manager - AML to oversee quality assurance of AML testing across teams and locations, ensuring regulatory requirements are met and tests are accurate and timely.

Lead testers, develop test plans, and drive innovative approaches including AI-assisted methodologies and testing tool pilots while coordinating audit deliverables and training for staff.