Director of Quality & Regulatory Assurance – CDS

SCB-JULIUS BAER (SINGAPORE) PTE. LTD.; Singapore; On-site; SGD 100,000 - 125,000; Full time

Job summary

A leading financial institution in Singapore is seeking a Director to oversee KYC processes and compliance. The role requires over 10 years of experience in the financial industry, particularly in risk management and regulatory compliance. Candidates should possess strong interpersonal skills, a university degree in Banking or Finance, and a thorough understanding of local KYC regulations. This opportunity offers a chance to lead initiatives, improve processes, and ensure sustained compliance within the organization.

Qualifications

• At least 10 years of relevant working experience in the financial industry, preferably in Private Banking risk management, compliance, or internal audit.
• Strong understanding of local KYC regulations and familiarity in client lifecycle operational processes and controls.
• Proven hands-on experience in formulating and implementing KYC policies and procedures.

Responsibilities

• Perform self-validation and post implementation review.
• Ensure controls are embedded and executed per policy requirements.
• Develop and enhance control frameworks in collaboration with various teams.

Skills

Driven and passionate to make a positive change

Strong communication skills (oral and written)

Excellent interpersonal skills – team player

Solution-oriented

Well organized

Education

University degree or equivalent education in Banking and/or Finance

Tools

ACAMs and other industry certifications

Job description

A leading financial institution in Singapore is seeking a Director to oversee KYC processes and compliance. The role requires over 10 years of experience in the financial industry, particularly in risk management and regulatory compliance. Candidates should possess strong interpersonal skills, a university degree in Banking or Finance, and a thorough understanding of local KYC regulations. This opportunity offers a chance to lead initiatives, improve processes, and ensure sustained compliance within the organization.