AVP Senior Analyst - Financial Compliance & Surveillance

The Japan Research Institute, Limited (Singapore Branch); Singapore; In loco; SGD 70.000 - 110.000; Tempo pieno

Descrizione del lavoro

The Japan Research Institute, Limited (Singapore Branch) is recruiting for a Compliance Surveillance role focused on Level 2 reviews of electronic communications and surveillance alerts. You will assess, document and escalate issues, perform quality checks, and support investigations and regulatory reviews.

Candidates should have a degree in Finance, Accounting, Business, Economics or related fields, with 3–6 years in compliance, surveillance or risk within financial services.

Competenze

• Degree in Finance, Accounting, Business, Economics or a related discipline; relevant professional certification is an advantage.
• 3–6 years’ relevant experience in compliance, surveillance, Control Room, risk management or audit within a financial institution.
• Experience in alert review, investigations, market conduct or information barriers is preferred.

Mansioni

• Conduct Level 2 reviews of electronic communications, trade and other surveillance alerts; cover Level 1 reviews when required.
• Assess, document, close or escalate alerts and potential misconduct in line with procedures.
• Perform quality checks, guide Level 1 reviewers and monitor alert queues, ageing and backlogs.
• Analyse trends, support investigations and thematic reviews, and prepare management reporting.
• Enhance surveillance policies, procedures and systems, and support audits and regulatory reviews.
• Support the regional rollout of surveillance systems and enhancements to the regional framework.

Conoscenze

Communication skills

English fluency

Analytical thinking

Problem solving

Attention to detail

Formazione

Degree in Finance, Accounting, Business, Economics or related discipline

Relevant professional certification

Strumenti

Excel

Power BI

Case management systems

Descrizione del lavoro

The Japan Research Institute, Limited (Singapore Branch) is recruiting for a Compliance Surveillance role focused on Level 2 reviews of electronic communications and surveillance alerts. You will assess, document and escalate issues, perform quality checks, and support investigations and regulatory reviews.

Candidates should have a degree in Finance, Accounting, Business, Economics or related fields, with 3–6 years in compliance, surveillance or risk within financial services.