Senior Compliance Lead – Securities & Global Markets

The Japan Research Institute, Limited (Singapore Branch); Singapore; Sur place; SGD 140 000 - 180 000; Plein temps

Résumé du poste

The Japan Research Institute, Limited (Singapore Branch) invites a seasoned AVP to lead oversight of securities and global markets compliance. You will partner with Compliance and Financial Crime teams across entities to harmonise controls and governance, and to interpret regulatory changes affecting multiple jurisdictions.

Responsibilities include advising on new products and initiatives, coordinating with regional stakeholders, and driving alignment of policies, procedures and governance

Qualifications

• Degree in Law, Finance, Accounting, Economics, Business or a related discipline.
• Minimum 6 years of relevant experience in Compliance, Regulatory Advisory, Risk Management, or related fields.
• Strong knowledge of regulatory requirements for global markets, particularly Singapore and APAC.
• Excellent stakeholder management and communication skills with ability to influence across functions.

Responsabilités

• Provide oversight of securities-related activities and compliance frameworks from the perspective of the ultimate parent company.
• Work closely with Compliance and Financial Crime Compliance teams across banking and securities entities to promote consistent application of compliance and AML standards.
• Support the integration and alignment of policies, procedures and governance frameworks across Bank and Securities businesses.
• Advise on regulatory implications of new products, services, strategic initiatives, and joint marketing activities involving multiple entities.
• Monitor and test compliance with regulatory and internal requirements applicable to employees operating under dual-hatting arrangements or collaborative business models.
• Coordinate with relevant Head Office, regional and local stakeholders on regulatory, governance and compliance matters affecting securities and global markets businesses.
• Support governance initiatives relating to cross-entity supervision, information sharing, market conduct controls, and compliance operating model enhancements.

Connaissances

Regulatory compliance

Governance

Stakeholder management

Regulatory reporting

Risk management

Analytical skills

Drafting

Communication

Problem solving

Cross-border governance

Formation

Degree in Law, Finance, Accounting, Economics, Business or a related discipline

Description du poste

The Japan Research Institute, Limited (Singapore Branch) invites a seasoned AVP to lead oversight of securities and global markets compliance. You will partner with Compliance and Financial Crime teams across entities to harmonise controls and governance, and to interpret regulatory changes affecting multiple jurisdictions.

Responsibilities include advising on new products and initiatives, coordinating with regional stakeholders, and driving alignment of policies, procedures and governance