IPO-Ready Compliance Leader | Regulatory & Governance

Confidential

Dhahran Compound

On-site

SAR 700,000 - 1,200,000

Full time

3 days ago
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Job summary

Confidential in Saudi Arabia is seeking a seasoned Director of Compliance to lead the regulatory compliance function of a leading financial services organization, ensuring adherence to regulatory requirements, enhancing governance, and supporting IPO readiness and ongoing listing obligations.

You will develop a risk-based compliance framework, ensure SAMA and CMA compliance, oversee AML/CFT and regulatory risk management, manage regulatory relationships, and report independently to the Audit

Qualifications

  • 10+ years in banking or regulated financial institutions.
  • 7+ years in compliance and 5+ years in leadership.
  • Strong knowledge of SAMA regulations and CMA requirements.
  • Experience with IPO readiness and listed-company compliance desirable.
  • Bachelor's degree; professional certifications (CCO/ICA) and AML/CFT certs required.

Responsibilities

  • Develop and oversee a risk-based compliance framework with monitoring, testing, reporting and remediation.
  • Ensure compliance with SAMA and CMA requirements and regulatory risk management.
  • Oversee AML/CFT, customer protection and regulatory examinations.
  • Manage regulatory relationships and corrective action plans.
  • Lead IPO readiness, governance, disclosures, insider controls and post-listing compliance.
  • Provide independent compliance reporting to Audit Committee and Board.
  • Lead and develop the compliance team and promote a strong compliance culture.

Skills

Regulatory compliance
Leadership
Regulatory reporting
Stakeholder management
Audit & control

Education

Bachelor's degree in Law or Finance or related field

Job description

Confidential in Saudi Arabia is seeking a seasoned Director of Compliance to lead the regulatory compliance function of a leading financial services organization, ensuring adherence to regulatory requirements, enhancing governance, and supporting IPO readiness and ongoing listing obligations.

You will develop a risk-based compliance framework, ensure SAMA and CMA compliance, oversee AML/CFT and regulatory risk management, manage regulatory relationships, and report independently to the Audit

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