Advisory Strategy Lead – Riyadh Wealth & Compliance

moomoo; Riyadh; On-site; SAR 900,000 - 1,200,000; Full time

Job summary

moomoo KSA is seeking a senior leader to design and scale the organization's licensed advisory business in Riyadh. Reporting to the CEO, you will structure client portfolios, oversee suitability models, and build a high-performing advisory team to ensure total CMA compliance.

The role requires 7–10 years in advisory and capital markets, 5+ years of people management, and both CME-1 and CME-4 Certificates, with fluency in Arabic and English.

Qualifications

• 7–10 years of relevant experience in Advisory and Capital Markets.
• 5+ years of people management experience.
• CME-1 and CME-4 Certificate.
• Prior experience at an asset management firm, wealth management platform, or investment bank (institutional coverage) strongly preferred.
• Fluency in Arabic and English is required.
• Must meet the CMA’s fit-and-proper requirements.

Responsibilities

• Advisory Governance & Suitability: Design and oversee client risk-profiling and suitability assessment frameworks prior to issuing any advice.
• Portfolio Construction: Structure diversified asset allocation strategies and model portfolios, ensuring all guidance aligns with client risk boundaries.
• Disclosure Standards: Review and approve all advisory disclosure statements, fee structures, and conflict-of-interest logs.
• Policy Enforcement: Partner with Compliance and Risk teams to maintain a zero-breach environment across all advisory activities.
• Business & Team Scaling: Recruit, train, and manage a lean team of certified investment advisors as the business grows.
• Product Alignment: Localize advisory, wealth tools, and market insight features for Saudi users.
• Client Engagement: Manage relationships with premium and HNW platform investors, providing macro market insights.
• Regulatory Representation: Act as the technical point of contact for CMA inspections and audits.

Skills

Advisory governance

Portfolio construction

Client engagement

Regulatory representation

Team leadership

Education

CME-1 Certificate

CME-4 Certificate

Job description

moomoo KSA is seeking a senior leader to design and scale the organization's licensed advisory business in Riyadh. Reporting to the CEO, you will structure client portfolios, oversee suitability models, and build a high-performing advisory team to ensure total CMA compliance.

The role requires 7–10 years in advisory and capital markets, 5+ years of people management, and both CME-1 and CME-4 Certificates, with fluency in Arabic and English.