Trading Controls & Compliance Lead

QUANTEAM (RAINBOW PARTNERS Group); Lisboa; Sur place; EUR 55 000 - 75 000; Plein temps

Avantages offerts par ce poste

Health Insurance

Extra holidays (Christmas Eve / New Yr

Quanteam Academy access

Elevate Program for career growth

Consultant Expert support

Résumé du poste

QUANTEAM, founding entity of RAINBOW PARTNERS, is seeking an Unauthorized Trading Controller based in Lisbon, Portugal. The role involves conducting regulatory controls over Sales and Trading activities, analyzing transactions for breaches, and improving the control framework to reduce risk and fraud.

You will collaborate with Business, Conduct, Tax, Legal and Compliance teams, maintain reference data, and prepare monthly KPIs and management reports.

Qualifications

• Experience in Banking/Financial Services is a plus.
• Knowledge of trading operations and middle office workflows.
• Proficiency in MS Excel and PowerPoint for reporting and analysis.

Responsabilités

• Perform conduct and regulatory controls over Sales and Trading activities within the first line of defence.
• Analyze financial transactions to identify breaches, investigate discrepancies and propose corrective actions.
• Strengthen the control framework to mitigate operational risk and fraud.
• Maintain reference data covering trading books, portfolios and Trader/Sales mandates.
• Collaborate with Business, Conduct, Tax, Legal and Compliance teams to investigate and resolve control issues.
• Prepare and present findings in meetings with stakeholders at different levels.
• Coordinate monthly statistical reporting and monitor KPIs for relevance and reliability.
• Produce clear analyses and management reports and respond to ad hoc requests globally.
• Identify opportunities to improve control processes and operational efficiency.

Connaissances

Analytical skills

Stakeholder management

Attention to detail

Teamwork

English fluency

Outils

Excel

PowerPoint

Description du poste

QUANTEAM, founding entity of RAINBOW PARTNERS, is seeking an Unauthorized Trading Controller based in Lisbon, Portugal. The role involves conducting regulatory controls over Sales and Trading activities, analyzing transactions for breaches, and improving the control framework to reduce risk and fraud.

You will collaborate with Business, Conduct, Tax, Legal and Compliance teams, maintain reference data, and prepare monthly KPIs and management reports.