AML/KYC Specialist - Analyst / Associate

iCapital; Lisboa; Híbrido; EUR 40 000 - 70 000; Tempo integral

Vantagens oferecidas por esta oferta de emprego

Equity for all employees

Health insurance (100% employer-paid)

Annual performance bonus

Resumo da oferta

iCapital is seeking a Compliance Analyst/Associate to join its Regulatory and Compliance team in Lisbon to lead the review and approval of investor AML/KYC with a private fund focus.

You will ensure compliance with AML/KYC regulatory requirements and support the Legal and Compliance teams on various tasks, including documentation reviews, monitoring, and audits. The role offers a four-day office schedule with optional remote on Friday.

Qualificações

• 1-4 years of alternatives experience, with broker dealer and registered investment advisor exposure.
• Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands AML Regulations.
• AML/KYC knowledge of regulatory requirements for private fund investors.
• Experience with AML screening resolution vendor tools (LexisNexis, Worldcheck, ComplyAdvantage).
• Excellent verbal communication and strong ability for personal interaction.
• Thrives in a fast-paced environment with a continuous learning mindset.
• Self-motivated with robust project management and process development skills.
• ACAMS certification preferred, but not required; JD a plus.

Responsabilidades

• Review investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring.
• Perform third party reliance testing and monitoring.
• Collaborate across various business lines on new initiatives, providing compliance guidance
• AML screening review and dispositions.
• Assist in preparing for and responding to inquiries and audits.

Conhecimentos

AML/KYC knowledge

Verbal communication

Project management

Self-motivation & learning mindset

Formação académica

ACAMS certification

JD (plus)

Ferramentas

LexisNexis

World-Check

ComplyAdvantage

Descrição da oferta de emprego

About the Role

iCapital is looking for a Compliance Analyst/Associate candidate to join its Regulatory and Compliance team to lead the review and approval process for investor AML/ KYC with a strong private fund focus. The candidate will be responsible for ensuring compliance with all AML/KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks.

Responsibilities

• Review of investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring.
• Perform third party reliance testing and monitoring.
• Collaborate across various business lines on new initiatives, providing compliance guidance
• AML screening review and dispositions.
• Assist in preparing for and responding to inquiries and audits.

Qualifications

• 1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
• Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
• AML/KYC knowledge of regulatory requirements for private fund investors
• Experience with AML screening resolution vendor tools (LexisNexis, Worldcheck, ComplyAdvantage, etc.)
• Excellent verbal communication skills and strong ability for personal interaction
• Thrives in a fast-paced environment with a continuous learning mindset
• Self-motivated with robust project management and process development skills
• ACAMS certification preferred, but not required
• JD a plus, but not required

We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office 4 days a week with the flexibility to work remotely on Friday.

Benefits

iCapital offers a comprehensive benefits package that includes a total compensation program consisting of competitive salary, annual performance bonus, and equity for all full-time employees; healthcare with 100% employer-paid health and dental insurance.

For additional information on iCapital Network, please visit https://www.icapitalnetwork.com/about-us Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc