AML/KYC Specialist - Analyst / Associate

iCapital Network; Lisboa; Presencial; EUR 42 000 - 62 000; Tempo integral

Resumo da oferta

iCapital Network AML/KYC Specialist - Analyst/Associate in Lisbon, Portugal is responsible for reviewing investor AML/KYC documentation, ensuring regulatory compliance, and supporting audits. The role emphasizes collaboration across lines and using screening tools for third-party reliance.

1–4 years in alternatives is preferred; ACAMS or JD is a plus. The position combines office presence with potential remote flexibility and offers a comprehensive compensation package within the private fund

Qualificações

• 1–4 years of alternatives experience, preferably with broker dealer and registered investment advisor exposure.
• Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933, and Cayman Islands AML regulations.
• AML/KYC knowledge of regulatory requirements for private fund investors.
• Experience with AML screening resolution vendor tools (LexisNexis, World-Check, ComplyAdvantage, etc.).
• Excellent verbal communication skills and ability for personal interaction.
• Thrives in a fast-paced environment with a continuous learning mindset.
• Self-motivated with robust project management and process development skills.
• ACAMS certification preferred, but not required.
• JD a plus, but not required.

Responsabilidades

• Review investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring.
• Perform third party reliance testing and monitoring.
• Collaborate across various business lines on new initiatives, providing compliance guidance
• AML screening review and dispositions.
• Assist in preparing for and responding to inquiries and audits.

Ferramentas

LexisNexis

World-Check

ComplyAdvantage

Descrição da oferta de emprego

AML/KYC Specialist - Analyst / Associate

Lisbon, Portugal

About the Role

iCapital is looking for a Compliance Analyst/Associate candidate to join its Regulatory and Compliance team to lead the review and approval process for investor AML/ KYC with a strong private fund focus. The candidate will be responsible for ensuring compliance with all AML/KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks.

Responsibilities

• Review of investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring.
• Perform third party reliance testing and monitoring.
• Collaborate across various business lines on new initiatives, providing compliance guidance
• AML screening review and dispositions.
• Assist in preparing for and responding to inquiries and audits.

Qualifications

• 1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
• Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
• AML/KYC knowledge of regulatory requirements for private fund investors
• Experience with AML screening resolution vendor tools (LexisNexis, Worldcheck, ComplyAdvantage, etc.)
• Excellent verbal communication skills and strong ability for personal interaction
• Thrives in a fast-paced environment with a continuous learning mindset
• Self-motivated with robust project management and process development skills
• ACAMS certification preferred, but not required
• JD a plus, but not required

We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office 4 days a week with the flexibility to work remotely on Friday.

iCapital offers a comprehensive benefits package that includes a total compensation program consisting of competitive salary, annual performance bonus, and equity for all full-time employees; healthcare with 100% employer-paid health and dental insurance.