Investment Compliance Analyst - Warsaw

DCG Poland; Warszawa; Sur place; PLN 120 000 - 180 000; Plein temps

Avantages offerts par ce poste

Private medical care

Co-financing for sports card

Constant support of dedicated consultant

Résumé du poste

A recruitment company is seeking an Investment Compliance Analyst in Warsaw. In this role, you will support depositary monitoring services, ensuring compliance with regulatory obligations. Candidates should have at least 3 years of experience in financial services, strong analytical skills, and excellent English communication abilities. The position offers a supportive environment and benefits such as private medical care and sports card co-financing.

Qualifications

• Minimum of 3 years' experience in financial services or related fields.
• Very good command of English (oral and written).
• Solid understanding of investment products.

Responsabilités

• Support the team in providing depositary monitoring services.
• Maintain strong relationships with clients and vendors.
• Investigate portfolio managers' compliance exceptions.
• Resolve data discrepancies.
• Lead assigned projects and provide updates.
• Respond to client queries professionally.
• Cover supervisor duties during absences.
• Coordinate onboarding new clients.

Connaissances

Financial services experience

Analytical mindset

English (oral and written)

Formation

Bachelor's degree or higher

Description du poste

As a recruitment company, DCG understands that every business is powered by experienced professionals. Our management style and partnership approach enable us to meet your needs and provide continuous support. Due to our ongoing growth and the large number of recruitment projects we undertake for our partners, we are currently looking for:

Investment Compliance Analyst

Responsibilities:

• Support the team in providing high-quality depositary monitoring services, ensuring that clients comply with regulatory requirements and corporate trusteeship obligations
• Maintain strong relationships with clients, fiduciary countries, fund administrators, and third-party vendors, ensuring clear, professional communication and meeting all deadlines
• Investigate and validate portfolio managers' exceptions or breaches against UCITS / AIFMD regulations in post-trade compliance systems
• Resolve data discrepancies between the bank records and client-provided information (maker-checker role)
• Participate in assigned projects, taking initiative to lead or co-lead activities and provide regular updates
• Respond to both standard and ad-hoc client queries in a timely and professional manner
• Step into supervisor duties during team leader absences to ensure smooth process management
• Coordinate onboarding of new clients, processes, and solutions within the team and department

Requirements:

• Minimum of 3 years' experience in financial services or related fields (ideally investment funds)
• Bachelor's degree or higher (preferred)
• Previous experience in banking, asset management, brokerage firms, or financial audit is a strong advantage
• Very good command of English (oral and written)Strong analytical mindset with the ability to identify inconsistencies and potential breaches in financial data

Nice to have:

• Solid understanding of investment products (e.g., equities, bonds, mutual funds, derivatives)
• Knowledge of how investment and pension funds operate, including their structure, investment limits, and legal restrictions
• Familiarity with key regulations such as UCITS and AIFMD, and the ability to apply them in daily work
• Experience in reviewing and analysing transactions for compliance with regulatory and fund-specific requirements

Offer:

• Private medical care
• Co-financing for the sports card
• Constant support of dedicated consultant

Personal Consulting Agency (License No. 4642)