Compliance Assurance Lead - Banking Risk & Controls

Mashreq Careers; Pakistan; Sur place; PKR 2 000 000 - 4 200 000; Plein temps

Résumé du poste

Mashreq Careers is seeking a senior Compliance Quality Assurance professional to contribute to an effective QA framework within Compliance, including international locations. You will provide assurance to senior management on the program’s effectiveness and collaborate with other compliance units to ensure controls are functioning properly.

The role requires deep knowledge of AML/CFT/Sanctions, experience in validation of screening and transaction monitoring systems, and a proactive approach to

Qualifications

• Graduate with 10+ years of banking experience, including sanctions compliance.
• Strong knowledge of AML/CFT rules and sanctions regimes.
• ACAMS or equivalent certification.
• Excellent command of English.

Responsabilités

• Assist in development and implementation of an effective independent Quality Assurance framework across Compliance Function including international locations.
• Execute periodic reviews as part of monitoring & testing to ensure Bank’s internal procedures/policies remain compliant; providing guidance as necessary.
• Conduct independent validation of Compliance Systems (Screening / Payment / Transaction Monitoring system).
• Track implementation of recommendations & regularization of exceptions, if any, identified during periodic assessments.
• Exchange insights and best practices.
• Provide necessary guidance to other compliance units in finalizing the relevant procedures of their respective unit.
• Assist Head Office Compliance in annual review & update of Compliance Policies – Banks’ AML/ KYC/ Sanction and ABC Policy.
• Promote positive compliance culture across the Bank. Track adherence to planned trainings submitted by ECFs. Also, liaise with ECFs to ensure that learnings from periodic assessments / regulatory updates are incorporated in training materials(as necessary).
• Assist Unit Manager & Group Head of Compliance in the implementation of strategic initiatives.
• Represent Compliance in any project as directed by Unit Manager/ Head of Compliance.

Connaissances

Analytical thinking

English communication

Problem solving

Formation

Bachelor's degree in Finance or equivalent

ACAMS Certification

Outils

MS Excel

Compliance systems

Description du poste

Mashreq Careers is seeking a senior Compliance Quality Assurance professional to contribute to an effective QA framework within Compliance, including international locations. You will provide assurance to senior management on the program’s effectiveness and collaborate with other compliance units to ensure controls are functioning properly.

The role requires deep knowledge of AML/CFT/Sanctions, experience in validation of screening and transaction monitoring systems, and a proactive approach to