Senior Compliance & Legal Officer

PM Consulting

Philippines

On-site

PHP 1,200,000 - 2,000,000

Full time

14 days+
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Job summary

PM Consulting in the Philippines seeks a Senior Compliance & Legal Officer to oversee legal, compliance and regulatory documentation supporting governance and fund operations. You will draft, review, and maintain LPAs and Side Letters, coordinate regulatory filings, and liaise with regulators, counsel, and internal teams to ensure timely, accurate submissions.

The role emphasizes attention to detail, ability to manage multiple priorities, and strong communication skills to support governance and

Qualifications

  • Minimum 5 years of Legal and Compliance experience, including fund documentation.
  • Experience drafting LPAs and Side Letters.
  • Experience with regulatory reporting and filings.
  • Excellent written and verbal communication.
  • Ability to manage multiple priorities with cross-functional teams.

Responsibilities

  • Draft, review, and maintain legal, compliance, and regulatory documentation.
  • Prepare regulatory filings, reports, disclosures, and related submissions.
  • Manage fund-related documentation ensuring accuracy and compliance.
  • Review contractual and legal requirements and support their implementation.
  • Coordinate with internal and external stakeholders, regulators, and counsel.
  • Monitor deadlines and reporting obligations for timely completion.
  • Maintain audit trails and documentation for regulatory purposes.
  • Support governance improvements and operational efficiency.
  • Provide guidance on legal, regulatory, and compliance matters.

Skills

Legal compliance
Regulatory filings
Contract drafting
Stakeholder management
Attention to detail

Education

Law degree
Related legal degree

Tools

Contract management software

Job description

Senior Compliance & Legal Officer
Responsibilities
  • Draft, review, and maintain legal, compliance, and regulatory documentation to supportbusiness and governance requirements.
  • Prepare and coordinate regulatory filings, reports, disclosures, and other compliance-relatedsubmissions.
  • Manage and maintain fund-related documentation, ensuring accuracy, completeness, andcompliance with applicable regulations.
  • Review, interpret, and support the implementation of contractual and legal requirements.
  • Coordinate with internal stakeholders, external counsel, regulators, and other parties on legaland compliance matters.
  • Monitor compliance obligations, deadlines, and reporting requirements to ensure timelycompletion.
  • Maintain accurate records, documentation, and audit trails for regulatory and compliancepurposes.
  • Support process improvement initiatives to enhance governance, controls, and operationalefficiency.
  • Provide guidance and support on legal, regulatory, and compliance-related matters.
Qualifications
  • College graduate, preferably with a degree in Law, Legal Management, or a related field.
  • At least 5 years of experience in Legal and Compliance, with exposure to funddocumentation; candidates from law firms are highly encouraged to apply.
  • Direct experience drafting, reviewing, and negotiating fund-related legal documents,including Limited Partnership Agreements (LPAs) and Side Letters.
  • Experience handling regulatory reporting and compliance-related submissions.
  • Strong understanding of legal documentation, contractual obligations, and regulatoryrequirements.
  • Excellent written and verbal communication skills.
  • Strong attention to detail, analytical thinking, and organizational skills.
  • Ability to manage multiple priorities and work effectively with cross-functional stakeholders.
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