Compliance Specialist

ShopeePay; Metro Manila; On-site; PHP 700,000 - 1,100,000; Full time

Job summary

ShopeePay is seeking a Compliance Testing Officer to perform AML and regulatory compliance assurance in line with the approved Compliance Testing Plan. The role includes periodic testing, reviews of the compliance program, and coordination with senior management to drive improvements.

The ideal candidate has a bachelor’s degree and 3–6 years of relevant experience, with knowledge of BSP issuances and strong communication skills to document findings and lead corrective actions.

Qualifications

• Bachelor's Degree / 4-Year Course Graduate.
• At least 3-6 years of experience.

Responsibilities

• Develop, enhance and execute AML and regulatory testing plans; assess regulatory requirements and document results.
• Communicate testing results to senior management and stakeholders.
• Support remedial actions to strengthen compliance programs.
• Monitor action plan implementation to ensure remediation is completed.
• Handle other related tasks as assigned by supervisor.

Skills

Compliance testing

Regulatory knowledge

Communication

Judgment

Education

Bachelor's degree or equivalent

Tools

CPA/CAMS/CIA

Job description

The Compliance Testing Officer will perform AML and Regulatory compliance assurance based on the approved Compliance Testing Plan and ad-hoc testing as the need arise. Responsible for conducting periodic testing and reviews of the institution's Compliance program to assess its effectiveness and identify areas for improvement.

Responsibilities

• Duties include developing, enhancing and/or executing AML and Regulatory testing plans, assessment of related regulatory and control requirements and documenting testing results and findings.
• Communicates testing results to the relevant stakeholders (i.e., senior management).
• Assists in the implementation of remedial actions to strengthen the organization’s compliance programs.
• Monitors implementation of action plans resulting from the compliance testing activity to ensure remediation.
• Other related tasks to be assigned by the immediate superior.

Qualifications

• Bachelor's Degree / 4-Year Course Graduate
• At least 3-6 years of experience

Required Skills

• Certification in Audit, Compliance, or Risk Management is an advantage (e.g., CPA, CIA, CAMS)
• Understanding of Compliance Testing Methodologies
• Ability to provide sound judgment during review and/or investigation
• Adequate knowledge of the financial services processes and relevant regulatory requirements (e.g., BSP Issuances)
• Must be proficient in communicating with other stakeholders